4//SEC Filing
Kuntz Norma Rose 4
Accession 0001252853-10-000028
CIK 0000003906other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 5:19 PM ET
Size
13.3 KB
Accession
0001252853-10-000028
Insider Transaction Report
Form 4
Kuntz Norma Rose
EVP & Chief Valuation Officer
Transactions
- Disposition to Issuer
Common Stock
2010-04-01−1,772→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2010-04-01−249,950→ 0 totalExercise: $0.73Exp: 2016-03-03→ Common Stock (249,950 underlying) - Disposition to Issuer
Common Stock
2010-04-01−1,120→ 0 total - Disposition to Issuer
Common Stock
2010-04-01−2,308→ 0 total(indirect: By Spouse) - Disposition to Issuer
Incentive Stock Option (right to buy)
2010-04-01−50→ 0 totalExercise: $0.73Exp: 2016-03-03→ Common Stock (50 underlying)
Footnotes (2)
- [F1]On April 1, 2010, ARCC Odyssey Corp., a wholly owned subsidiary of Ares Capital Corporation ("Ares Capital"), was mergerd with and into Allied Capital Corporation (the "Company") pursuant to an Agreement and Plan of Merger, dated as of October 26, 2009, among the Company, Ares Capital and ARCC Odyssey Corp. (the "Merger Agreement"). Immediately thereafter, Allied Capital merged with and into Ares Capital. Pursuant to the Merger Agreement, each Company stockholder received 0.325 shares of Ares Capital common stock for each share of Company common stock owned (the "Exchange Ratio").
- [F2]This option, which provided for vesting in three equal annual installments commencing June 30, 2009, was cancelled in connection with the merger in exchange for a cash payment equal to the product of (1) the excess of the option closing amount (calculated as the difference between the exercise price of the option and the five-day average closing price of Ares Capital multiplied by 0.325, the Exchange Ratio, or $4.758 per share) over the exercise price per share for such option multiplied by (2) the total number of shares of Company common stock subject to such option, less applicable withholdings.
Documents
Issuer
ALLIED CAPITAL CORP
CIK 0000003906
Entity typeother
Related Parties
1- filerCIK 0001444096
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 5:19 PM ET
- Size
- 13.3 KB