SIMMS JAMES A 4

Accession 0001254402-21-000003

CIK 0000751978other

View on SEC.gov Company Profile

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 2:22 PM ET

Size

50.6 KB

Accession

0001254402-21-000003

Insider Transaction Report

Form 4

Period: 2021-03-01

VICOR CORPvicr

SIMMS JAMES A

DirectorChief Financial Officer

Transactions

Sale
Common Stock
2021-03-01$101.27/sh−2,484$251,558→ 13,250 total
Exercise/Conversion
Common Stock
2021-03-01$11.42/sh+13,504$154,216→ 26,754 total
Exercise/Conversion
Common Stock
2021-03-01$13.42/sh+3,726$50,003→ 16,976 total
Sale
Common Stock
2021-03-01$101.27/sh−3,771$381,894→ 13,250 total
Exercise/Conversion
Common Stock
2021-03-01$47.15/sh+425$20,039→ 13,675 total
Exercise/Conversion
Non Qualified Stock Option
2021-03-01−323→ 1,288 total
Exercise: $31.05Exp: 2029-06-28→ Common Stock (323 underlying)
Sale
Common Stock
2021-03-01$101.27/sh−12,498$1,265,687→ 13,250 total
Exercise/Conversion
Common Stock
2021-03-01$5.67/sh+1,764$10,002→ 15,014 total
Exercise/Conversion
Common Stock
2021-03-01$10.61/sh+3,771$40,010→ 17,021 total
Sale
Common Stock
2021-03-01$101.27/sh−1,551$157,072→ 13,250 total
Exercise/Conversion
Common Stock
2021-03-01$31.05/sh+323$10,029→ 13,573 total
Exercise/Conversion
Common Stock
2021-03-01$19.35/sh+1,551$30,012→ 14,801 total
Sale
Common Stock
2021-03-01$101.27/sh−425$43,040→ 13,250 total
Exercise/Conversion
Common Stock
2021-03-01$6.29/sh+12,498$78,612→ 25,748 total
Exercise/Conversion
Common Stock
2021-03-01$8.05/sh+2,484$19,996→ 15,734 total
Sale
Common Stock
2021-03-01$101.27/sh−1,764$178,642→ 13,250 total
Sale
Common Stock
2021-03-01$101.27/sh−13,504$1,367,566→ 13,250 total
Sale
Common Stock
2021-03-01$101.27/sh−3,726$377,336→ 13,250 total
Sale
Common Stock
2021-03-01$101.27/sh−323$32,711→ 13,250 total
Exercise/Conversion
Non Qualified Stock Option
2021-03-01−3,726→ 0 total
Exercise: $13.42Exp: 2025-06-15→ Common Stock (3,726 underlying)
Sale
Common Stock
2021-03-01$101.35/sh−1,947$197,320→ 11,303 total
Exercise/Conversion
Non Qualified Stock Option
2021-03-01−12,498→ 20,000 total
Exercise: $6.29Exp: 2023-06-17→ Common Stock (12,498 underlying)
Exercise/Conversion
Non Qualified Stock Option
2021-03-01−2,484→ 0 total
Exercise: $8.05Exp: 2024-06-20→ Common Stock (2,484 underlying)
Exercise/Conversion
Non Qualified Stock Option
2021-03-01−1,764→ 0 total
Exercise: $5.67Exp: 2023-06-21→ Common Stock (1,764 underlying)
Exercise/Conversion
Non Qualified Stock Option
2021-03-01−13,504→ 0 total
Exercise: $11.42Exp: 2024-10-23→ Common Stock (13,504 underlying)
Exercise/Conversion
Non Qualified Stock Option
2021-03-01−3,771→ 942 total
Exercise: $10.61Exp: 2026-06-17→ Common Stock (3,771 underlying)
Exercise/Conversion
Non Qualified Stock Option
2021-03-01−1,551→ 1,033 total
Exercise: $19.35Exp: 2027-06-16→ Common Stock (1,551 underlying)
Exercise/Conversion
Non Qualified Stock Option
2021-03-01−425→ 636 total
Exercise: $47.15Exp: 2028-06-15→ Common Stock (425 underlying)

Footnotes (6)

[F1]The shares being sold were acquired under the Vicor 2017 Employee Stock Purchase Plan on 2/28/2018 (705 shares), 8/31/2018 (593 shares ), 2/28/2019 (470 shares) and 8/30/2019 (179 shares).
[F2]This stock option is exercisable in full.
[F3]Remaining options will vest on 6/17/2021.
[F4]Remaining options will vest in equal installments on 6/16/2021 and 6/16/2022.
[F5]Remaining options will vest in equal installments on 6/15/2021, 6/15/2022 and 6/15/2023.
[F6]Remaining options will vest in equal installments on 6/28/2021, 6/28/2022, 6/28/2023 and 6/28/2024.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

VICOR CORP

CIK 0000751978

→

Entity typeother

Related Parties

filerCIK 0001254402

Filing Metadata

Form type: 4
Filed: Mar 2, 7:00 PM ET
Accepted: Mar 3, 2:22 PM ET
Size: 50.6 KB

View on SEC.gov