4//SEC Filing
GOLDSTEIN HOWARD 4
Accession 0001254537-03-000005
CIK 0001112880other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 2:29 PM ET
Size
11.9 KB
Accession
0001254537-03-000005
Insider Transaction Report
Form 4
GOLDSTEIN HOWARD
SR VP, Sales, Mrkt & Service
Transactions
- Purchase
Common Stock
2003-12-02$1.39/sh+5,000$6,950→ 20,068 total
Holdings
- 23,600
Non-Qualified Stock Option (right to buy)
Exercise: $0.85Exp: 2013-04-11→ Common Stock (23,600 underlying) - 22,396
Non-Qualified Stock Option (right to buy)
Exercise: $3.46Exp: 2011-12-18→ Common Stock (22,396 underlying) - 11,800
Incentive Stock Option (right to buy)
Exercise: $0.85Exp: 2013-04-11→ Common Stock (11,800 underlying) - 40,000
Incentive Stock Option (right to buy)
Exercise: $3.00Exp: 2012-01-30→ Common Stock (40,000 underlying) - 115,604
Incentive Stock Option (right to buy)
Exercise: $3.46Exp: 2011-12-18→ Common Stock (115,604 underlying)
Footnotes (5)
- [F1]Total includes an additional 10,068 shares of common stock purchased by Howard Goldstein in Argonaut's Employee Stock Purchase Plan (ESPP) during the period of 10/31/2002 to 10/31/2003 at prices ranging from $.72 to $.75 per share. This footnote applies to the the total number of shares listed in column 5 (Amount of Securites Beneficially Owned Following Reported Transactions): 20, 068 shares
- [F2]Common Stock
- [F3]Option is exercisable as to 1/48th of the shares per month.
- [F4]50% of the option vests in one year; the remaining options vest monthly until all shares vest by the third anniversary of the option.
- [F5]25% of the option is vested after one year; the remaining option vests monthly over the remaining three years.
Documents
Issuer
ARGONAUT TECHNOLOGIES INC
CIK 0001112880
Entity typeother
Related Parties
1- filerCIK 0001234565
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 2:29 PM ET
- Size
- 11.9 KB