LOCKHART ROGER D 4/A
4/A · HOST AMERICA CORP · Filed Aug 13, 2003
Insider Transaction Report
Form 4/AAmended
LOCKHART ROGER D
10% Owner
Transactions
- Purchase
Series B Convertible Preferred Stock
2003-08-11$1.50/sh+266,667$400,001→ 501,687 total(indirect: By Trust)Exercise: $1.50From: 2003-08-11Exp: 2008-08-11→ Common Stock (266,667 underlying) - Purchase
Warrant (Right to Buy)
2002-12-31+99,120→ 235,020 total(indirect: See footnote)Exercise: $2.00From: 2003-12-31Exp: 2008-01-31→ Common Stock (99,120 underlying)
Footnotes (4)
- [F1]This line replaces line #1 of Table II in the original Form 4 filed on March 3, 2003, which included an incorrect transaction date and incorrect amounts in columns 7 and 9. The securities were issued in connection with a private debt offering.
- [F2]Of the securities in column 9: (a) 8,800 are owned directly by the reporting person, (b) 83,500 are held by the reporting person's spouse, and (c) 142,720 are held by a trust. The reported securities include two types of warrants with differing exercise prices and expiration dates.
- [F3]All shares of Series B Preferred Stock are held by a trust. The aggregate number of derivative securities includes securities held directly and indirectly. See footnote (2).
- [F4]Of the securities reported in columns 5 and 7, 63,720 are held by a trust and 35,400 are held by the reporting person's spouse.