ROE WAYNE I 4

Accession 0001255823-09-000034

CIK 0000930553other

Filed

Dec 7, 7:00 PM ET

Accepted

Dec 8, 2:27 PM ET

Size

20.1 KB

Accession

0001255823-09-000034

Form 4

Period: 2009-12-07

Director

Transactions

Award
Non-Qualified Stock Option (right to buy)
2009-12-07$4.72/sh+20,000$94,400→ 20,000 total
Exercise: $4.72From: 2010-12-07Exp: 2019-12-07→ Common Stock (20,000 underlying)

Holdings

Common Stock
40,432
Non-Qualified Stock Option (right to buy)
Exercise: $5.82From: 2006-10-13Exp: 2015-10-13→ Common Stock (16,000 underlying)
16,000
Non-Qualified Stock Option (right to buy)
Exercise: $7.56From: 1999-02-26Exp: 2009-01-26→ Common Stock (5,333 underlying)
5,333
Non-Qualified Stock Option (right to buy)
Exercise: $9.70From: 2006-05-29Exp: 2012-05-29→ Common Stock (500 underlying)
500
Non-Qualified Stock Option (right to buy)
Exercise: $32.10From: 2002-05-24Exp: 2011-05-24→ Common Stock (500 underlying)
500
Non-Qualified Stock Option (right to buy)
Exercise: $6.08From: 2007-10-19Exp: 2016-10-19→ Common Stock (16,000 underlying)
16,000
Non-Qualified Stock Option (right to buy)
Exercise: $6.96From: 2004-09-10Exp: 2013-09-10→ Common Stock (16,250 underlying)
16,250
Non-Qualified Stock Option (right to buy)
Exercise: $7.56From: 1999-03-20Exp: 2009-01-19→ Common Stock (2,963 underlying)
2,963
Non-Qualified Stock Option (right to buy)
Exercise: $10.75From: 2005-10-20Exp: 2014-10-20→ Common Stock (9,000 underlying)
9,000
Non-Qualified Stock Option (right to buy)
Exercise: $0.79From: 2009-12-10Exp: 2018-12-10→ Common Stock (11,100 underlying)
11,100
Non-Qualified Stock Option (right to buy)
Exercise: $6.90From: 2008-10-11Exp: 2017-10-11→ Common Stock (11,100 underlying)
11,100

Footnotes (5)

[F1]Shares subject to the Option shall fully vest on the first anniversary after the date of grant, provided that the Optionee shall continue to serve on the ISTA Board of Directors on such dates.
[F2]25% of the Shares subject to the Option shall vest twelve months after the Vesting Commencement Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
[F3]1/48 of the Shares subject to the Option shall vest each month following the Vesting Commencement Date, subject to the Optionee continuing to be a Service Provider on such dates.
[F4]100% of the Shares subject to the Option shall vest four years after the Vesting Commencement Date, subject to the Optionee continuing to be a Service Provider on such dates. to be a Service Provider on such dates.
[F5]25% of the Shares subject to the Option shall vest twelve months after the Vesting Commencement Date, and the remaining 75% of the Shares subject to the Option shall vest quarterly thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Documents

1 file

ISTA PHARMACEUTICALS INC

CIK 0000930553

Entity typeother