4//SEC Filing
LAPP WILLIAM S 4
Accession 0001256401-04-000012
CIK 0001002902other
Filed
Apr 20, 8:00 PM ET
Accepted
Apr 21, 10:27 AM ET
Size
9.9 KB
Accession
0001256401-04-000012
Insider Transaction Report
Form 4
LAPP WILLIAM S
10% Owner
Transactions
- Other
Series J Convertible Preferred Stock
2004-04-19$0.15/sh+40,000$6,000→ 1,900,000 totalExercise: $0.15→ Common Stock (1,900,000 underlying)
Holdings
- 156,903
Series I Convertible Preferred Stock
Exercise: $0.14→ Common Stock (156,903 underlying) - 10,000
Common Stock
- 889,122(indirect: By Trust)
Series I Convertible Preferred Stock
Exercise: $0.14→ Common Stock (889,122 underlying)
Footnotes (5)
- [F1]Issuance and conversion of the Series I and J Convertible Preferred Stock into Common Stock requires shareholder approval.
- [F2]None.
- [F3]Shares held for the benefit of Mr. Lapp by Marshall & Ilsley Trust Company N.A., as trustee of the Lapp, Libra, Thomson, Stobner & Pusch Chartered Money Purchase Pension Plan.
- [F4]As a result of the April 19, 2004 Velocity Express sale to investors of the right to receive 353,130 shares of Series J Convertible Preferred Stock upon shareholder approval, the number of shares of common stock into which the Series I Convertible Preferred Stock are convertible upon exercise increased pursuant to anti-dilution provisions.
- [F5]Price subject to adjustment as provided in the Certificate of Designation of Preferences and Rights of Series J Convertible Preferred Stock.
Documents
Issuer
VELOCITY EXPRESS CORP
CIK 0001002902
Entity typeother
Related Parties
1- filerCIK 0001184424
Filing Metadata
- Form type
- 4
- Filed
- Apr 20, 8:00 PM ET
- Accepted
- Apr 21, 10:27 AM ET
- Size
- 9.9 KB