Home/Filings/4/A/0001256730-04-000009
4/A//SEC Filing

WIGLEY MICHAEL 4/A

Accession 0001256730-04-000009

CIK 0001031927other

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 4:28 PM ET

Size

27.4 KB

Accession

0001256730-04-000009

Insider Transaction Report

Form 4/AAmended
Period: 2004-05-20
Transactions
  • Conversion

    Common Stock

    2004-05-20+36,67236,672 total(indirect: by Great Plains Companies, Inc.)
  • Gift

    Series A Preferred Stock

    2004-02-27+35,00035,000 total(indirect: by Great Plains Companies, Inc.)
    Exercise: $1.00From: 2003-10-14Common Stock (35,000 underlying)
  • Conversion

    Common Stock

    2004-05-20+20,95620,956 total(indirect: by Great Plains Properties, Inc.)
  • Conversion

    Series A Preferred Stock

    2004-05-2035,0000 total(indirect: by Great Plains Companies, Inc.)
    Exercise: $1.00From: 2003-10-14Common Stock (36,672 underlying)
  • Conversion

    Common Stock

    2004-05-20+94,30094,300 total(indirect: by TerraDek Ligthing, Inc.)
  • Conversion

    Common Stock

    2004-05-20+26,19552,695 total(indirect: As custodian for Elizabeth A. wigley (daughter))
  • Conversion

    Series A Preferred Stock

    2004-05-2020,0000 total(indirect: by Great Plains Properties, Inc.)
    Exercise: $1.00From: 2003-10-14Common Stock (20,956 underlying)
  • Conversion

    Series A Preferred Stock

    2004-05-2090,0000 total(indirect: by TerraDek Lighting, Inc.)
    Exercise: $1.00From: 2003-10-14Common Stock (94,300 underlying)
  • Conversion

    Common Stock

    2004-05-20+15,71755,517 total(indirect: As custodian for Alexandra L. Wigley (daughter))
  • Gift

    Warrants to purchase Common Stock

    2004-02-27+35,00035,000 total(indirect: by Great Plains Companies, Inc.)
    Exercise: $1.50From: 2003-10-14Exp: 2008-10-14Common Stock (35,000 underlying)
Footnotes (11)
  • [F1]90,000 shares of Series A Preferred Stock of the issuer and the accrued dividends thereon were converted into an aggregate of 94,300 shares of Common Stock. The Series A Preferred Stock was convertible into Common Stock on a 1-for-1 basis. The Reporting Person's initial Form 4 reporting this transaction incorrectly reported the number of shares of Common Stock received upon conversion.
  • [F10]There is no expiration date.
  • [F11]The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Reporting Person's initial Form 4 inadvertently attributed ownership to Great Plains Properties, Inc.
  • [F2]The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. The Reporting Person is the Chairman of the Board of TerraDek Lighting, Inc. The Reporting Person and his spouse are the majority shareholders of TerraDek Lighting, Inc.
  • [F3]20,000 shares of Series A Preferred Stock of the issuer and the accrued dividends thereon were converted into an aggregate of 20,956 shares of Common Stock. The Series A Preferred Stock was convertible into Common Stock on a 1-for-1 basis. The Reporting Person's initial Form 4 reporting this transaction incorrectly reported the number of Series A Preferred Stock converted.
  • [F4]The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Reporting Person is the Chairman of the Board, President and Chief Executive Officer of Great Plains Properties, Inc.
  • [F5]35,000 shares of Series A Preferred Stock of the issuer and the accrued dividends thereon were converted into an aggregate of 36,672 shares of Common Stock. The Series A Preferred Stock was convertible into Common Stock on a 1-for-1 basis. The Reporting Person's initial Form 4 inadvertently omitted this transaction.
  • [F6]The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F7]15,000 shares of Series A Preferred Stock of the issuer and the accrued dividends thereon were converted into an aggregate of 15,717 shares of Common Stock. The Series A Preferred Stock was convertible into Common Stock on a 1-for-1 basis.
  • [F8]The Reporting Person's initial Form 4 reporting this transaction incorrectly reported the number of shares of Common Stock beneficially owned following the reported transaction.
  • [F9]25,000 shares of Series A Preferred Stock of the issuer and the accrued dividends thereon were converted into an aggregate of 26,195 shares of Common Stock. The Series A Preferred Stock was convertible into Common Stock on a 1-for-1 basis.

Issuer

SONTRA MEDICAL CORP

CIK 0001031927

Entity typeother

Related Parties

1
  • filerCIK 0001054604

Filing Metadata

Form type
4/A
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 4:28 PM ET
Size
27.4 KB