4//SEC Filing
RADY JANE E 4
Accession 0001256928-09-000011
CIK 0001168335other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 7:55 PM ET
Size
55.0 KB
Accession
0001256928-09-000011
Insider Transaction Report
Form 4
RADY JANE E
Other
Transactions
- Disposition from Tender
Common Stock
2009-02-25$22.00/sh−66$1,452→ 0 total(indirect: By Trust) - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−5,760$126,720→ 0 total - Award
Common Stock
2009-02-25+364→ 364 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−167$3,676→ 197 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−197$4,334→ 0 total - Award
Common Stock
2009-02-25+1,399→ 1,399 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−641$14,108→ 758 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−758$16,676→ 0 total - Award
Common Stock
2009-02-25+1,560→ 1,560 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−714$15,715→ 846 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−846$18,612→ 0 total - Award
Common Stock
2009-02-25+473→ 473 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−217$4,776→ 256 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−256$5,632→ 0 total - Award
Common Stock
2009-02-25+1,055→ 1,055 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−483$10,631→ 572 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−1,215$26,730→ 0 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−498$10,961→ 590 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−590$12,980→ 0 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-26−29,000→ 0 totalExercise: $45.26From: 2009-02-25Exp: 2016-05-24→ Common Stock (29,000 underlying) - Award
Common Stock
2009-02-25+1,088→ 1,088 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−572$12,584→ 0 total - Award
Common Stock
2009-02-25+2,240→ 2,240 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−1,025$22,560→ 1,215 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−1.984$44→ 0 total(indirect: By Trust) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-26−60,000→ 0 totalExercise: $33.72From: 2008-05-20Exp: 2014-05-20→ Common Stock (60,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-26−45,000→ 0 totalExercise: $38.20From: 2009-02-25Exp: 2019-05-26→ Common Stock (45,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-26−36,500→ 0 totalExercise: $42.55From: 2009-02-25Exp: 2017-05-21→ Common Stock (36,500 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-26−35,000→ 0 totalExercise: $22.94From: 2009-02-25Exp: 2018-05-29→ Common Stock (35,000 underlying)
Footnotes (10)
- [F1]These shares were tendered to Rainforest Acquisition Inc. ("Purchaser") pursuant to Purchaser?s offer to purchase all of the outstanding shares of Advanced Medical Optics, Inc. (the "Issuer") at a cash purchase price of $22.00 per share, without interest, and subject to any required withholding taxes, subject to the terms described in the Offer to Purchase, filed with the SEC on January 27, 2009, as amended (the "Tender Offer"). Such shares were purchased by Purchaser pursuant to the Tender Offer on February 25, 2009.
- [F10]This previously reported exempt stock option, which became 100% vested on December 31, 2008 in connection with the reporting person's termination of employment, will be exchanged for a fully vested stock option issued by Abbott Laboratories to purchase 14,360 shares of Abbott Laboratories common stock at an exercise price of $55.92 per share, determined pursuant to a formula set forth in the Merger Agreement.
- [F2]These shares were canceled pursuant to the Agreement and Plan of Merger, dated January 11, 2009, by and among Abbott Laboratories, Rainforest Acquisition Inc. ("Purchaser") and the Issuer (the "Merger Agreement"), in exchange for the right to receive cash payment of $22.00 per share in cash (without interest and subject to any required withholding taxes) at the effective time of the merger.
- [F3]Exempt restricted shares of common stock forfeited in connection with termination of employment were reinstated pursuant to change in control agreement.
- [F4]Shares withheld in satisfaction of tax obligations attributable to the lapse of restrictions on stock award or in satisfaction of tax withholding attributable to vesting and settlement of restricted stock units.
- [F5]The exempt restricted stock units (previously reported on Table II) that had been forfeited in connection with the reporting person's termination of employment were reinstated pursuant to a change in control agreement, vested in full and were settled for shares of Issuer Common Stock in accordance with the terms of the applicable equity plan. At the effective time of the merger, such shares were cancelled pursuant to the Merger Agreement in exchange for the right to receive cash payment of $22.00 per share in cash (without interest and subject to any required withholding taxes).
- [F6]This previously reported exempt stock option, which vested ratably over four years from the date of grant, will be exchanged for a fully vested stock option issued by Abbott Laboratories to purchase 24,617 shares of Abbott Laboratories common stock at an exercise price of $82.19 per share, determined pursuant to a formula set forth in the Merger Agreement.
- [F7]This previously reported exempt stock option, which became 100% vested on December 31, 2008 in connection with the reporting person's termination of employment, will be exchanged for a fully vested stock option issued by Abbott Laboratories to purchase 18,463 shares of Abbott Laboratories common stock at an exercise price of $93.11 per share, determined pursuant to a formula set forth in the Merger Agreement.
- [F8]This previously reported exempt stock option, which became 100% vested on December 31, 2008 in connection with the reporting person's termination of employment, will be exchanged for a fully vested stock option issued by Abbott Laboratories to purchase 11,898 shares of Abbott Laboratories common stock at an exercise price of $110.32 per share, determined pursuant to a formula set forth in the Merger Agreement.
- [F9]This previously reported exempt stock option, which became 100% vested on December 31, 2008 in connection with the reporting person's termination of employment, will be exchanged for a fully vested stock option issued by Abbott Laboratories to purchase 14,975 shares of Abbott Laboratories common stock at an exercise price of $103.71 per share, determined pursuant to a formula set forth in the Merger Agreement.
Documents
Issuer
ABBOTT MEDICAL OPTICS INC
CIK 0001168335
Entity typeother
Related Parties
1- filerCIK 0001227306
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 7:55 PM ET
- Size
- 55.0 KB