4//SEC Filing
ARONSON SHEREE L 4
Accession 0001256928-09-000023
CIK 0001168335other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 8:52 PM ET
Size
40.1 KB
Accession
0001256928-09-000023
Insider Transaction Report
Form 4
ARONSON SHEREE L
Corporate Vice President
Transactions
- Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−771$16,962→ 0 total - Award
Common Stock
2009-02-25+1,000→ 1,000 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−358$7,880→ 642 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−642$14,124→ 0 total - Award
Common Stock
2009-02-25+1,400→ 1,400 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−501$11,027→ 899 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−899$19,778→ 0 total - Award
Common Stock
2009-02-25+1,780→ 1,780 total - Disposition from Tender
Common Stock
2009-02-25$22.00/sh−1,806.183$39,736→ 1,116.086 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−116.086$2,554→ 1,000 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−358$7,880→ 642 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−642$14,124→ 0 total - Award
Common Stock
2009-02-25+1,200→ 1,200 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−429$9,442→ 771 total - Tax Payment
Common Stock
2009-02-25$22.01/sh−637$14,020→ 1,143 total - Disposition to Issuer
Common Stock
2009-02-26$22.00/sh−1,143$25,146→ 0 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-26−25,000→ 0 totalExercise: $33.72From: 2008-05-20Exp: 2018-05-20→ Common Stock (25,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-26−20,000→ 0 totalExercise: $38.20From: 2009-02-25Exp: 2015-05-26→ Common Stock (20,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-26−11,000→ 0 totalExercise: $42.55From: 2009-02-25Exp: 2017-05-21→ Common Stock (11,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2009-02-26−17,980→ 0 totalExercise: $22.94From: 2009-02-25Exp: 2018-05-29→ Common Stock (17,980 underlying)
Footnotes (9)
- [F1]These shares were tendered to Rainforest Acquisition Inc. ("Purchaser") pursuant to Purchaser?s offer to purchase all of the outstanding shares of Advanced Medical Optics, Inc. (the "Issuer") at a cash purchase price of $22.00 per share, without interest, and subject to any required withholding taxes, subject to the terms described in the Offer to Purchase, filed with the SEC on January 27, 2009, as amended (the "Tender Offer"). Such shares were purchased by Purchaser pursuant to the Tender Offer on February 25, 2009.
- [F2]Includes an aggregate of 1,922.2686 shares of common stock acquired through the issuer's Employee Stock Purchase Plan through February 24, 2009.
- [F3]These shares were canceled pursuant to the Agreement and Plan of Merger, dated January 11, 2009, by and among Abbott Laboratories, Purchaser and the Issuer (the "Merger Agreement"), in exchange for the right to receive cash payment of $22.00 per share in cash (without interest and subject to any required withholding taxes) at the effective time of the merger.
- [F4]Shares withheld in satisfaction of tax obligations attributable to the lapse of restrictions on stock award or in satisfaction of tax withholding attributable to vesting and settlement of restricted stock units.
- [F5]The exempt restricted stock units (previously reported on Table II) vested in full and were settled for shares of Issuer Common Stock in accordance with the terms of the applicable equity plan. At the effective time of the merger, such shares were cancelled pursuant to the Merger Agreement in exchange for the right to receive cash payment of $22.00 per share in cash (without interest and subject to any required withholding taxes).
- [F6]This previously reported exempt stock option, which had vested as to 100% of the underlying shares in accordance with its terms, will be exchanged for a fully vested stock option issued by Abbott Laboratories to purchase 10,257 shares of Abbott Laboratories common stock at an exercise price of $82.19 per share, determined pursuant to a formula set forth in the Merger Agreement.
- [F7]This previously reported exempt stock option, which had vested as to 100% of the underlying shares in accordance with its terms, will be exchanged for a fully vested stock option issued by Abbott Laboratories to purchase 8,205 shares of Abbott Laboratories common stock at an exercise price of $93.11 per share, determined pursuant to a formula set forth in the Merger Agreement.
- [F8]This previously reported exempt stock option, which was to have vested ratably over the first four years from the date of grant, will be exchanged for a fully vested stock option issued by Abbott Laboratories to purchase 4,513 shares of Abbott Laboratories common stock at an exercise price of $103.71 per share, determined pursuant to a formula set forth in the Merger Agreement.
- [F9]This previously reported exempt stock option, which was to have vested ratably over the first four years from the date of grant, will be exchanged for a fully vested stock option issued by Abbott Laboratories to purchase 7,377 shares of Abbott Laboratories common stock at an exercise price of $55.92 per share, determined pursuant to a formula set forth in the Merger Agreement.
Documents
Issuer
ABBOTT MEDICAL OPTICS INC
CIK 0001168335
Entity typeother
Related Parties
1- filerCIK 0001256927
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 8:52 PM ET
- Size
- 40.1 KB