SOUND FEDERAL BANCORP INC 4

4 · SOUND FEDERAL BANCORP INC · Filed Dec 3, 2004

Form 4

Period: 2004-12-01

DirectorPres. & CEO

Transactions

Sale
Common stock, par value $0.01
2004-12-02$15.26/sh−6,400$97,664→ 193,291 total
Exercise of In-Money
Common stock, par value $0.01
2004-12-02$3.30/sh+6,400$21,107→ 199,691 total
Exercise of In-Money
Common stock, par value $0.01
2004-12-01$3.30/sh+3,600$11,873→ 196,891 total
Sale
Common stock, par value $0.01
2004-12-01$15.27/sh−3,600$54,988→ 193,291 total
Exercise of In-Money
Incentive Stock Options
2004-12-01$15.27/sh−3,600$54,988→ 115,668 total
Exercise: $3.30From: 1999-10-20Exp: 2009-10-20→ Common stock, par value $0.01 (3,600 underlying)
Exercise of In-Money
Incentive stock options
2004-12-02$15.26/sh−6,400$97,664→ 109,268 total
Exercise: $3.30From: 1999-10-20Exp: 2009-10-20→ Common stock, par value $0.01 (6,400 underlying)

Holdings

Common stock, par value $0.01
(indirect: By Spouse)
8,369
Common stock, par value $0.01
(indirect: by son)
13,833
Incentive stock options
Exercise: $15.20Exp: 2014-02-05→ Common stock, par value $0.01 (115,725 underlying)
115,725

Footnotes (3)

[F1]These stock options vest and become exercisable in 5 equal annual installments with the first installment vested on February 5, 2004 and suceeding installments vesting on each anniversary thereafter.
[F2]These options are fully vested and exercisable.
[F3]These transactions represent the cashless exercise of incentive stock options.

Documents

1 file