WARD BRIAN F 4
4 · SPECTRUM CONTROL INC · Filed Nov 14, 2003
Insider Transaction Report
Form 4
WARD BRIAN F
Vice President
Transactions
- Sale
Common Stock
2003-11-13$8.21/sh−4,900$40,229→ 0 total - Sale
Common Stock
2003-11-13$8.40/sh−100$840→ 4,900 total - Exercise/Conversion
Common Stock
2003-11-13$4.25/sh+5,000$21,250→ 5,000 total - Exercise/Conversion
Option
2003-11-13−5,000→ 0 totalExercise: $4.25Exp: 2004-01-06→ Common Stock (5,000 underlying)
Holdings
- 21,000
Option
Exercise: $10.75Exp: 2005-01-12→ Common Stock (21,000 underlying) - 12,000
Option
Exercise: $8.75Exp: 2005-12-21→ Common Stock (12,000 underlying) - 5,000
Option
Exercise: $5.27Exp: 2007-03-07→ Common Stock (5,000 underlying)
Footnotes (5)
- [F1]All of the options are currently exercisable
- [F2]2/3rd's of the options are currently exercisable, and the remaining 1/3rd are exercisable 1/12/2004
- [F3]1/3rd of the options are exercisable on 12/21/2002, 1/3rd are exercisable on 12/21/2003 and the remaining 1/3rd are exercisable 12/21/2004
- [F4]1/3rd of the options are exercisable on 3/7/2004, 1/3rd are exercisable 3/7/2005, and the remaining 1/3rd are exercisable 3/7/2006.
- [F5]Granted Under the Spectrum Contrl, Inc. Employee Stock Option Plan which is a Rule 16(b)(3) Plan.