WARD BRIAN F 4
4 · SPECTRUM CONTROL INC · Filed Jan 21, 2004
Insider Transaction Report
Form 4
WARD BRIAN F
Vice President
Transactions
- Award
Options
2004-01-19+13,500→ 13,500 totalExercise: $8.68Exp: 2009-01-19→ Common Stock (13,500 underlying)
Holdings
- 12,000
Options
Exercise: $8.75Exp: 2005-12-21→ Common Stock (12,000 underlying) - 0
Common Stock
- 21,000
Options
Exercise: $10.75Exp: 2005-01-12→ Common Stock (21,000 underlying) - 5,000
Options
Exercise: $5.27Exp: 2007-03-07→ Common Stock (5,000 underlying)
Footnotes (5)
- [F1]All of the options are currently exercisable
- [F2]2/3rd's of the options are currently exercisable, and the remaining 1/3rd are exercisable 12/21/2004
- [F3]1/3rd of the options are exercisable on 3/7/2004, 1/3rd are exercisable on 3/7/2005 and the remaining 1/3rd are exercisable 3/7/2006
- [F4]1/3rd of the options are exercisable on 1/19/2006, 1/3rd are exercisable 1/19/2007, and the remaining 1/3rd are exercisable 1/19/2008.
- [F5]* All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan.