Home/Filings/4/0001257957-09-000040
4//SEC Filing

Goolsbee William Alden 4

Accession 0001257957-09-000040

CIK 0000873303other

Filed

May 20, 8:00 PM ET

Accepted

May 21, 9:57 PM ET

Size

12.2 KB

Accession

0001257957-09-000040

Insider Transaction Report

Form 4
Period: 2009-05-19
Transactions
  • Expiration (Short)

    Long Calls (right to buy)

    2009-05-195000 total
    Exercise: $5.00From: 2007-08-27Exp: 2009-01-16Common Stock (500 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2009-05-19+20,00020,000 total
    Exercise: $1.10From: 2009-06-19Exp: 2019-05-19Common Stock (20,000 underlying)
  • Award

    Common Stock

    2009-05-19+5,00010,000 total
Holdings
  • Non-Qualified Stock Option (right to buy)

    Exercise: $1.55From: 2008-06-20Exp: 2018-05-20Common Stock (20,000 underlying)
    20,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $2.83From: 2008-10-29Exp: 2017-10-29Common Stock (33,000 underlying)
    33,000
Footnotes (5)
  • [F1]Restricted Stock Award granted 5/19/2009 to active non-employee Director. Award vests one year from date of grant and will be released provided the Director still is an active member of the Board.
  • [F2]Call Option expired on 1/16/2009.
  • [F3]Option Grant vests monthly until all shares are vested one year from date of grant.
  • [F4]Price not required on initial report of stock option granted.
  • [F5]Vesting: 25% of the shares vest each year from the date of grant with all shares vesting in four years.

Issuer

AVI BIOPHARMA INC

CIK 0000873303

Entity typeother

Related Parties

1
  • filerCIK 0001417667

Filing Metadata

Form type
4
Filed
May 20, 8:00 PM ET
Accepted
May 21, 9:57 PM ET
Size
12.2 KB