Home/Filings/4/0001257957-10-000014
4//SEC Filing

WELLER DWIGHT D 4

Accession 0001257957-10-000014

CIK 0000873303other

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 8:32 PM ET

Size

38.0 KB

Accession

0001257957-10-000014

Insider Transaction Report

Form 4
Period: 2010-01-03
WELLER DWIGHT D
Sr. VP Chemistry & Mfg.
Transactions
  • Award

    Incentive Stock Option (right to buy)

    2010-02-09+110,575110,575 total
    Exercise: $1.45From: 2011-02-09Exp: 2020-02-09Common Stock (110,575 underlying)
  • Award

    Incentive Stock Option (right to buy)

    2010-02-08+14,00014,000 total(indirect: By Spouse)
    Exercise: $1.49From: 2011-02-08Exp: 2020-02-08Common Stock (14,000 underlying)
  • Other

    Non-Qualified Stock Option (right to buy)

    2010-01-0331,8270 total
    Exercise: $5.75From: 2001-01-03Exp: 2010-01-03Common Stock (31,827 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2010-02-09+9,4259,425 total
    Exercise: $1.45From: 2011-02-09Exp: 2020-02-09Common Stock (9,425 underlying)
  • Other

    Incentive Stock Option (right to buy)

    2010-01-0352,1730 total
    Exercise: $5.75From: 2001-01-03Exp: 2010-01-03Common Stock (52,173 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    24,936
  • Incentive Stock Option (right to buy)

    Exercise: $7.35From: 2007-02-16Exp: 2016-02-16Common Stock (23,605 underlying)
    23,605
  • Incentive Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $1.15From: 2009-06-12Exp: 2018-06-12Common Stock (23,000 underlying)
    23,000
  • Common Stock

    314,741
  • Incentive Stock Option (right to buy)

    Exercise: $2.53From: 2006-02-22Exp: 2015-02-22Common Stock (75,000 underlying)
    75,000
  • Incentive Stock Option (right to buy)

    Exercise: $3.00From: 2009-02-06Exp: 2017-02-06Common Stock (25,001 underlying)
    25,001
  • Incentive Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $0.92From: 2010-02-10Exp: 2019-02-10Common Stock (18,000 underlying)
    18,000
  • Incentive Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $1.39From: 2008-02-28Exp: 2013-02-28Common Stock (5,316 underlying)
    5,316
  • Incentive Stock Option (right to buy)

    Exercise: $0.92From: 2010-02-10Exp: 2019-02-10Common Stock (93,839 underlying)
    93,839
  • Incentive Stock Option (right to buy)

    Exercise: $1.39From: 2009-02-28Exp: 2018-02-28Common Stock (17,985 underlying)
    17,985
  • Incentive Stock Option (right to buy)

    Exercise: $5.35From: 2003-12-05Exp: 2012-12-05Common Stock (37,382 underlying)
    37,382
  • Incentive Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $2.53From: 2005-02-22Exp: 2010-02-22Common Stock (4,921 underlying)
    4,921
  • Incentive Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $3.00From: 2007-02-06Exp: 2017-02-06Common Stock (4,567 underlying)
    4,567
  • Incentive Stock Option (right to buy)

    (indirect: By Spouse)
    Exercise: $7.35From: 2006-02-16Exp: 2011-02-16Common Stock (2,782 underlying)
    2,782
  • Non-Qualified Stock Option (right to buy)

    Exercise: $0.92From: 2010-02-10Exp: 2019-02-10Common Stock (6,161 underlying)
    6,161
  • Non-Qualified Stock Option (right to buy)

    Exercise: $1.39From: 2009-02-28Exp: 2018-02-28Common Stock (57,015 underlying)
    57,015
  • Non-Qualified Stock Option (right to buy)

    Exercise: $3.00From: 2008-02-06Exp: 2017-02-06Common Stock (49,999 underlying)
    49,999
  • Non-Qualified Stock Option (right to buy)

    Exercise: $5.35From: 2003-12-05Exp: 2012-12-05Common Stock (55,018 underlying)
    55,018
  • Non-Qualified Stock Option (right to buy)

    Exercise: $7.35From: 2007-02-16Exp: 2016-02-16Common Stock (51,395 underlying)
    51,395
Footnotes (5)
  • [F1]Amount of Securities Beneficially Owned include shares purchased under the Company's registered Employee Stock Purchase Plan.
  • [F2]The Stock Option Grant vest as follows: 1/3 vest one year from date of grant and 1/3 each year thereafter until all shares vest three years from grant date.
  • [F3]Price not required on initial report of stock option granted.
  • [F4]All shares expired.
  • [F5]Grant vest 100% on grant date.

Issuer

AVI BIOPHARMA INC

CIK 0000873303

Entity typeother

Related Parties

1
  • filerCIK 0001237656

Filing Metadata

Form type
4
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 8:32 PM ET
Size
38.0 KB