Home/Filings/4/0001258477-04-000109
4//SEC Filing

ALLIANCE RESOURCE PARTNERS LP 4

Accession 0001258477-04-000109

$ARLPCIK 0001086600operating

Filed

Aug 12, 8:00 PM ET

Accepted

Aug 13, 3:48 PM ET

Size

11.4 KB

Accession

0001258477-04-000109

Insider Transaction Report

Form 4
Period: 2004-08-13
PEARSON THOMAS L
Senior VP-Law and Admin
Transactions
  • Award

    Phantom unit

    2004-08-13+1118,441 total
    Phantom Unit (111 underlying)
Holdings
  • Restricted unit

    Restricted unit (9,000 underlying)
    9,000
  • Common unit

    9,971
  • Restricted unit

    Restricted unit (6,300 underlying)
    6,300
  • Restricted unit

    Restricted unit (25,200 underlying)
    25,200
Footnotes (5)
  • [F1]The Phantom units are to be settled in either cash or ARLP common units, at the election of the Compensation Committee, upon the reporting person's death or termination.
  • [F2]1 for 1
  • [F3]The Restricted units will vest when the issuer meets certain financial tests described in the Agreement of Limited Partnership of the Issuer which would typically be no earlier than September 30, 2004. Once vested the restricted units are to be settled in either cash or ARLP common units, at the election of the Compensation Committee.
  • [F4]The Restricted units will vest on September 30, 2005 provided that the issuer meets certain financial tests and the subordination period described in the Agreement of Limited Partnership ends. Once vested the restricted units are to be settled in either cash or ARLP common units, at the election of the Compensation Committee.
  • [F5]The Restricted units will vest on December 31, 2006 provided that the issuer meets certain financial tests. Once vested the restricted units are to be settled in either cash or ARLP common units, at the election of the Compensation Committee.

Issuer

ALLIANCE RESOURCE PARTNERS LP

CIK 0001086600

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001086600

Filing Metadata

Form type
4
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 3:48 PM ET
Size
11.4 KB