ALLIANCE RESOURCE PARTNERS LP 4
4 · ALLIANCE RESOURCE PARTNERS LP · Filed Aug 13, 2004
Insider Transaction Report
Form 4
PEARSON THOMAS L
Senior VP-Law and Admin
Transactions
- Award
Phantom unit
2004-08-13+111→ 8,441 total→ Phantom Unit (111 underlying)
Holdings
- 9,000
Restricted unit
→ Restricted unit (9,000 underlying) - 9,971
Common unit
- 6,300
Restricted unit
→ Restricted unit (6,300 underlying) - 25,200
Restricted unit
→ Restricted unit (25,200 underlying)
Footnotes (5)
- [F1]The Phantom units are to be settled in either cash or ARLP common units, at the election of the Compensation Committee, upon the reporting person's death or termination.
- [F2]1 for 1
- [F3]The Restricted units will vest when the issuer meets certain financial tests described in the Agreement of Limited Partnership of the Issuer which would typically be no earlier than September 30, 2004. Once vested the restricted units are to be settled in either cash or ARLP common units, at the election of the Compensation Committee.
- [F4]The Restricted units will vest on September 30, 2005 provided that the issuer meets certain financial tests and the subordination period described in the Agreement of Limited Partnership ends. Once vested the restricted units are to be settled in either cash or ARLP common units, at the election of the Compensation Committee.
- [F5]The Restricted units will vest on December 31, 2006 provided that the issuer meets certain financial tests. Once vested the restricted units are to be settled in either cash or ARLP common units, at the election of the Compensation Committee.