4//SEC Filing
OWENS WILLIAM C 4
Accession 0001258626-19-000001
CIK 0001556364other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 4:25 PM ET
Size
19.0 KB
Accession
0001258626-19-000001
Insider Transaction Report
Form 4
OWENS WILLIAM C
DirectorPresident and CEO
Transactions
- Disposition to Issuer
ORM Common Stock
2019-03-29−14,600→ 0 total
Holdings
- 4,637(indirect: By Partnership)
ORM Common Stock
- 6,361(indirect: By Spouse)
ORM Common Stock
- 96,875(indirect: By Owens Financial Group, Inc.)
ORM Common Stock
- 64,880(indirect: By 401(k))
ORM Common Stock
- 19,516(indirect: By Trust)
ORM Common Stock
Footnotes (4)
- [F1]Disposed of pursuant to merger agreement between Issuer and Ready Capital Corporation ("Ready Captial") in exchange for 21,038 shares of Ready Capital's common stock having a market value of $14.67 per share on the effective date of the merger.
- [F2]William C. Owens is an officer and director of Owens Realty Mortgage, Inc. Mr. Owens owns 62.50% of Owens Financial Group, Inc. Each of Bryan H. Draper and William E. Dutra own 16.30%, and Brian M. Haines owns 4.90% of Owens Financial Group, Inc. Owens Financial Group, Inc. owns 96,785 shares of Common Stock of Owens Realty Mortgage, Inc. Owens Financial Group, Inc. holds 83, 049 shares directly, and Investors Yield. Inc. (a wholly-owned subsidiary of Owens Financial Group, Inc.) holds 13,736 shares. Mr. Owens disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F3]Shares held by Owens Trust dated February 24, 1993, the trustee of which is Mr. Owens.
- [F4]Shares held by Belmar, a California limited partnership of which Mr. Owens owns 49.22%. Mr. Owens disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Issuer
Owens Realty Mortgage, Inc.
CIK 0001556364
Entity typeother
Related Parties
1- filerCIK 0001258626
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 4:25 PM ET
- Size
- 19.0 KB