4//SEC Filing
COLLINS SCOTT C 4
Accession 0001258824-04-000002
CIK 0001264388other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 6:59 PM ET
Size
17.3 KB
Accession
0001258824-04-000002
Insider Transaction Report
Form 4
ALPHASMART INCALSM
SUMMIT PARTNERS LLC
10% Owner
Transactions
- Conversion
Common Stock
2004-02-06+380,930→ 380,930 total(indirect: See note) - Sale
Common Stock
2004-02-06$5.58/sh−380,930$2,125,589→ 0 total(indirect: See note) - Conversion
Series A Convertible Preferred Stock
2004-02-06+380,930→ 4,319,168 total(indirect: See note)→ Common Stock (380,930 underlying)
MOHAN KEVIN P
10% Owner
Transactions
- Sale
Common Stock
2004-02-06$5.58/sh−380,930$2,125,589→ 0 total(indirect: See note) - Conversion
Common Stock
2004-02-06+380,930→ 380,930 total(indirect: See note) - Conversion
Series A Convertible Preferred Stock
2004-02-06+380,930→ 4,319,168 total(indirect: See note)→ Common Stock (380,930 underlying)
WALSH ROBERT V
10% Owner
Transactions
- Sale
Common Stock
2004-02-06$5.58/sh−380,930$2,125,589→ 0 total(indirect: See note) - Conversion
Series A Convertible Preferred Stock
2004-02-06+380,930→ 4,319,168 total(indirect: See note)→ Common Stock (380,930 underlying) - Conversion
Common Stock
2004-02-06+380,930→ 380,930 total(indirect: See note)
COLLINS SCOTT C
10% Owner
Transactions
- Sale
Common Stock
2004-02-06$5.58/sh−380,930$2,125,589→ 0 total(indirect: See note) - Conversion
Series A Convertible Preferred Stock
2004-02-06+380,930→ 4,319,168 total(indirect: See note)→ Common Stock (380,930 underlying) - Conversion
Common Stock
2004-02-06+380,930→ 380,930 total(indirect: See note)
CHUNG PETER Y
10% Owner
Transactions
- Conversion
Series A Convertible Preferred Stock
2004-02-06+380,930→ 4,319,168 total(indirect: See note)→ Common Stock (380,930 underlying) - Conversion
Common Stock
2004-02-06+380,930→ 380,930 total(indirect: See note) - Sale
Common Stock
2004-02-06$5.58/sh−380,930$2,125,589→ 0 total(indirect: See note)
SUMMIT PARTNERS V LP
10% Owner
Transactions
- Conversion
Common Stock
2004-02-06+380,930→ 380,930 total(indirect: See note) - Sale
Common Stock
2004-02-06$5.58/sh−380,930$2,125,589→ 0 total(indirect: See note) - Conversion
Series A Convertible Preferred Stock
2004-02-06+380,930→ 4,319,168 total(indirect: See note)→ Common Stock (380,930 underlying)
Footnotes (5)
- [F1]Summit V Advisors Fund (QP), L.P. ("Advisors QP"), Summit Ventures V, L.P. ("Ventures"), Summit V Advisors Fund, L.P. ("Advisors") and Summit Companion Fund, L.P. ("Companion" and together with Advisors QP, Ventures and Advisors, the "Funds") sold, in the aggregate, 380,930 shares of the Issuer's common stock in connection with the Issuer's initial public offering. The Issuer's registration statement was declared effective by the Securities and Exchange Commission on February 5, 2004. The remaining 4,319,168 shares of Series A Convertible Preferred Stock held by the Funds will convert into common stock at the closing of the Issuer's initial public offering on February 11, 2004.
- [F2]Not applicable.
- [F3]The reporting person is the general partner of Summit Partners V, L.P., which, in turn, is the general partner of each of the Funds. As such, the reporting person may be deemed to beneficially own the shares of the Issuer owned directly by each of the Funds. The reporting person disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- [F4]Each share of Series A Convertible Preferred Stock converts into one share of the Issuer's common stock.
- [F5]Immediately.
Documents
Issuer
ALPHASMART INC
CIK 0001264388
Entity typeother
Related Parties
1- filerCIK 0001255670
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 6:59 PM ET
- Size
- 17.3 KB