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GATEWAY FINANCIAL HOLDINGS INC 4

Accession 0001258860-04-000001

CIK 0001156953operating

View on SEC.gov Company Profile

Filed

Jun 20, 8:00 PM ET

Accepted

Jun 21, 1:30 PM ET

Size

15.0 KB

Accession

0001258860-04-000001

Insider Transaction Report

Form 4

Period: 2004-06-21

GATEWAY FINANCIAL HOLDINGS INCGBTS

OWENS WILLIAM C JR

Director

Transactions

Exercise/Conversion
common shares
2004-06-21$9.15/sh+2,426$22,198→ 45,808 total
Conversion
warrants ("GBTSW")
2004-06-21$11.10/sh−500$5,550→ 9,200 total
Exercise: $11.10From: 2001-11-01Exp: 2004-06-30→ common shares ("GBTS") (606 underlying)
Exercise/Conversion
common shares
2004-06-21$9.15/sh+606$5,545→ 43,382 total
Conversion
warrants ("GBTSW")
2004-06-21$11.10/sh−2,000$22,200→ 7,200 total
Exercise: $11.10From: 2001-11-01Exp: 2004-06-30→ common shares ("GBTS") (2,426 underlying)
Exercise/Conversion
common shares
2004-06-21$9.15/sh+8,733$79,907→ 54,541 total(indirect: W.W. Owens Moving & Storage Co.)
Conversion
warrants ("GBTSW")
2004-06-21$11.10/sh−7,200$79,920→ 0 total(indirect: W.W. Owens Moving & Storage Co.)
Exercise: $11.10From: 2001-11-01Exp: 2004-06-30→ common shares ("GBTS") (8,733 underlying)

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

GATEWAY FINANCIAL HOLDINGS INC

CIK 0001156953

Entity typeoperating

IncorporatedNC

Related Parties

1

filerCIK 0001156953

Filing Metadata

Form type: 4
Filed: Jun 20, 8:00 PM ET
Accepted: Jun 21, 1:30 PM ET
Size: 15.0 KB

View on SEC.gov