CINCINNATI BELL INC·4

Feb 4, 10:29 AM ET

KEATING BRIAN G 4

4 · CINCINNATI BELL INC · Filed Feb 4, 2013

Insider Transaction Report

Form 4
Period: 2013-01-31
KEATING BRIAN G
Vice President
Transactions
  • Award

    Common Stock

    [F1]
    2013-01-31$4.75/sh+37,468$177,97369,780 total
  • Tax Payment

    Common Stock

    [F2]
    2013-01-31$4.75/sh13,060$62,03556,720 total
  • Award

    Stock Appreciation Right

    [F5][F6]
    2013-01-31+25,97425,974 total
    Exercise: $3.40From: 2013-01-31Exp: 2022-01-27Common Stock (25,974 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    6,745.961
  • Option to Buy

    [F3]
    Exercise: $5.66From: 2004-12-04Exp: 2013-12-04Common Stock (51,000 underlying)
    51,000
  • Option to Buy

    [F3]
    Exercise: $4.00From: 2005-12-01Exp: 2015-12-01Common Stock (50,000 underlying)
    50,000
  • Option to Buy

    [F3]
    Exercise: $4.74From: 2007-12-08Exp: 2016-12-08Common Stock (50,000 underlying)
    50,000
  • Option to Buy

    [F4]
    Exercise: $4.91From: 2008-12-07Exp: 2017-12-07Common Stock (50,000 underlying)
    50,000
  • Option to Buy

    [F4]
    Exercise: $2.91From: 2011-01-29Exp: 2020-01-29Common Stock (50,638 underlying)
    50,638
  • Stock Appreciation Right

    [F5]
    Exercise: $2.54From: 2011-12-07Exp: 2020-12-07Common Stock (36,623 underlying)
    33,806
Footnotes (6)
  • [F1]Common shares issued upon vesting of performance units granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan, which is a Rule 16b-3 plan.
  • [F2]Surrender of common shares to cover tax liabilities upon vesting of performance units.
  • [F3]Option shares granted under the Cincinnati Bell Inc. 1997 Long Term Incentive Plan which is a Rule 16b-3 Plan.
  • [F4]Option shares granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
  • [F5]Cash-settled Stock Appreciation Right (SAR) granted under the Cincinnati Bell Inc. 2007 Long Term Incentive Plan which is a Rule 16b-3 Plan.
  • [F6]On January 27, 2012, the reporting person was granted a cash-settled Stock Appreciation Right (SAR) as to 51,948 common shares. The SAR vests in three installments based on the Company's satisfaction of certain performance criteria for the fiscal years ending December 31, 2012, 2013 and 2014. The performance criteria for 2012 were met, resulting in vesting of the SAR as to 25,974 shares.
Signature
Christopher J. Wilson, Attorney-in-Fact for Brian G. Keating|2013-02-04

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT