Home/Filings/4/0001261163-18-000010
4//SEC Filing

BUSBEE JEFF 4

Accession 0001261163-18-000010

CIK 0001710155other

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 4:24 PM ET

Size

11.0 KB

Accession

0001261163-18-000010

Insider Transaction Report

Form 4
Period: 2018-07-31
BUSBEE JEFF
SVP, Chief HR Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2018-07-31$4.27/sh+6,782$28,95972,625 total
  • Award

    Stock Option (Right to Buy)

    2018-08-02$4.27/sh+8,239$35,181107,308 total
    Exercise: $4.27Exp: 2024-03-13Common Stock (8,239 underlying)
  • Sale

    Common Stock

    2018-08-02$38.26/sh6,782$259,47565,843 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2018-07-31$4.27/sh6,782$28,959100,526 total
    Exercise: $4.27Exp: 2024-03-13Common Stock (6,782 underlying)
Footnotes (3)
  • [F1]This amount represents the secondary public offering price per share of common stock of National Vision Holdings, Inc., less the underwriting discount of $1.4906 per share, in connection with the exercise of the underwriters' over-allotment option.
  • [F2]On March 13, 2014, the reporting person was granted stock options, subject to time-based and performance-based vesting. On August 2, 2018, a liquidity event with respect to such performance-based stock options occurred as a result of sales by the Issuer's sponsor stockholders and 8,239 stock options which had previously not been reported were deemed earned.
  • [F3]Of the 100,526 stock options reported herein, 78,556 are vested and the remaining 21,970 time-based stock options will vest on March 13, 2019. An additional 98,867 stock options which remain subject to liquidity-event performance-based vesting conditions are not included in the table above.

Issuer

National Vision Holdings, Inc.

CIK 0001710155

Entity typeother

Related Parties

1
  • filerCIK 0001261163

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 4:24 PM ET
Size
11.0 KB