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4//SEC Filing

IRIDEX CORP 4

Accession 0001261380-13-000043

$IRIXCIK 0001006045operating

View on SEC.gov Company Profile

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 4:37 PM ET

Size

29.2 KB

Accession

0001261380-13-000043

Insider Transaction Report

Form 4

Period: 2013-06-14

IRIDEX CORPIRIX

Sr. VP, Int'l Sales & Bus Dev

Transactions

Exercise/Conversion
Stock Option Right to Buy
2013-06-14−1,057→ 8,343 total
Exercise: $5.08From: 2005-04-30Exp: 2015-03-31→ Common Stock (1,057 underlying)
Exercise/Conversion
Common Stock
2013-06-14$4.74/sh+3,215$15,239→ 12,500 total
Sale
Common Stock
2013-06-14$5.37/sh−3,215$17,275→ 9,285 total
Sale
Common Stock
2013-06-14$5.40/sh−1,057$5,708→ 8,343 total
Sale
Common Stock
2013-06-17$5.50/sh−90$495→ 9,195 total
Exercise/Conversion
Stock Option Right to Buy
2013-06-17−85→ 8,258 total
Exercise: $5.08From: 2005-04-30Exp: 2015-03-31→ Common Stock (85 underlying)
Exercise/Conversion
Stock Option Right to Buy
2013-06-17−90→ 9,195 total
Exercise: $4.74From: 2003-10-23Exp: 2013-09-23→ Common Stock (90 underlying)
Exercise/Conversion
Common Stock
2013-06-14$5.08/sh+1,057$5,370→ 9,400 total
Exercise/Conversion
Stock Option Right to Buy
2013-06-14−3,215→ 9,285 total
Exercise: $4.74From: 2003-10-23Exp: 2013-09-23→ Common Stock (3,215 underlying)
Exercise/Conversion
Common Stock
2013-06-17$4.74/sh+90$427→ 9,285 total
Sale
Common Stock
2013-06-17$5.50/sh−85$468→ 8,258 total
Exercise/Conversion
Common Stock
2013-06-17$5.08/sh+85$432→ 8,343 total

Footnotes (3)

[F1]The sale reported in this Form 4 was pursuant to the Reporting Person's Rule 10b5-1 Selling Plan that was effective March 7, 2013.
[F2]This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.
[F3]The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

IRIDEX CORP

CIK 0001006045

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001006045

Filing Metadata

Form type: 4
Filed: Jun 17, 8:00 PM ET
Accepted: Jun 18, 4:37 PM ET
Size: 29.2 KB

View on SEC.gov