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4//SEC Filing

IRIDEX CORP 4

Accession 0001261380-13-000047

$IRIXCIK 0001006045operating

View on SEC.gov Company Profile

Filed

Jun 19, 8:00 PM ET

Accepted

Jun 20, 7:14 PM ET

Size

24.1 KB

Accession

0001261380-13-000047

Insider Transaction Report

Form 4

Period: 2013-06-18

IRIDEX CORPIRIX

Sr. VP, Int'l Sales & Bus Dev

Transactions

Sale
Common Stock
2013-06-19$5.50/sh−2,226$12,243→ 0 total
Exercise/Conversion
Stock Option Right to Buy
2013-06-18−9,195→ 0 total
Exercise: $4.74From: 2003-10-23Exp: 2013-10-23→ Common Stock (9,195 underlying)
Exercise/Conversion
Stock Option Right to Buy
2013-06-18−3,089→ 2,226 total
Exercise: $3.53From: 2008-03-13Exp: 2015-02-13→ Common Stock (3,089 underlying)
Exercise/Conversion
Common Stock
2013-06-19$3.53/sh+2,226$7,858→ 2,226 total
Sale
Common Stock
2013-06-18$5.40/sh−9,195$49,676→ 0 total
Exercise/Conversion
Common Stock
2013-06-18$3.53/sh+3,089$10,904→ 5,315 total
Sale
Common Stock
2013-06-18$5.40/sh−8,258$44,616→ 0 total
Exercise/Conversion
Stock Option Right to Buy
2013-06-18−8,258→ 0 total
Exercise: $5.08From: 2005-04-30Exp: 2015-03-31→ Common Stock (8,258 underlying)
Exercise/Conversion
Common Stock
2013-06-18$4.74/sh+9,195$43,584→ 9,195 total
Sale
Common Stock
2013-06-18$5.50/sh−3,089$16,990→ 2,226 total
Exercise/Conversion
Common Stock
2013-06-18$5.08/sh+8,258$41,951→ 8,258 total
Exercise/Conversion
Stock Option Right to Buy
2013-06-19−2,226→ 0 total
Exercise: $5.50From: 2008-03-13Exp: 2015-02-13→ Common Stock (2,226 underlying)

Footnotes (3)

[F1]The sale reported in this Form 4 was pursuant to the Reporting Person's Rule 10b5-1 Selling Plan that was effective March 7, 2013.
[F2]This option was granted pursuant to IRIDEX Corporation's incentive 1998 Stock Plan and is exempt pursuant to Rule 16b-3.
[F3]The shares are subject to vesting according to the following schedule: 1/48th of the total number of shares vest each month.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

IRIDEX CORP

CIK 0001006045

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001006045

Filing Metadata

Form type: 4
Filed: Jun 19, 8:00 PM ET
Accepted: Jun 20, 7:14 PM ET
Size: 24.1 KB

View on SEC.gov