Mason Sonia Claire 4
4 · UNIVERSAL TECHNICAL INSTITUTE INC · Filed Sep 20, 2021
Insider Transaction Report
Form 4
Mason Sonia Claire
Chief Human Resources Officer
Transactions
- Exercise/Conversion
Common Stock, $0.0001 par value
[F1][F2]2021-09-17+1,918→ 1,918 total - Tax Payment
Common Stock, $0.0001 par value
[F3]2021-09-17$6.93/sh−531$3,680→ 1,387 total - Exercise/Conversion
Restricted Stock Units
[F2][F4]2021-09-17−1,918→ 17,776 total→ Common Stock, $0.0001 par value (1,918 underlying)
Footnotes (4)
- [F1]Shares of Common Stock received from vesting of restricted stock units granted on 9/15/2020.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- [F3]Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 9/15/2020.
- [F4]The restricted stock units vest in three equal annual installments beginning on 9/15/2021.
Signature
/s/ Sonia Claire Mason|2021-09-20