Home/Filings/4/0001261654-22-000140
4//SEC Filing

Mason Sonia Claire 4

Accession 0001261654-22-000140

CIK 0001261654other

Filed

Dec 11, 7:00 PM ET

Accepted

Dec 12, 6:29 PM ET

Size

8.4 KB

Accession

0001261654-22-000140

Insider Transaction Report

Form 4
Period: 2022-12-08
Mason Sonia Claire
Chief Human Resources Officer
Transactions
  • Award

    Performance Units

    2022-12-08+26,12975,253 total
    Common Stock, $0.0001 par value (26,129 underlying)
  • Award

    Restricted Stock Units

    2022-12-08+16,52631,265 total
    Common Stock, $0.0001 par value (16,526 underlying)
Footnotes (3)
  • [F1]Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2025 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2025, the sum of which will be adjusted by a compound annual total shareholder return ("TSR") modifier (which modifier may result in the adjustment of the performance units by up to 25% either upward or downward). For purposes of determining the TSR, the change in the price of the UTI Common Stock is based upon the 30-trading day average closing stock price (i) immediately preceding and through grant date, and (ii) immediately preceding and through the 3rd anniversary of grant date (ending price). The amount represents the maximum number of shares that may be delivered pursuant to the award, which is 187.5% of the target number of shares.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of Common Stock.
  • [F3]The restricted stock units vest in three equal annual installments beginning on December 8, 2023.

Issuer

UNIVERSAL TECHNICAL INSTITUTE INC

CIK 0001261654

Entity typeother

Related Parties

1
  • filerCIK 0001821986

Filing Metadata

Form type
4
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 6:29 PM ET
Size
8.4 KB