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4//SEC Filing

Anderson Troy R 4

Accession 0001261654-23-000115

CIK 0001261654other

View on SEC.gov Company Profile

Filed

Dec 11, 7:00 PM ET

Accepted

Dec 12, 8:41 PM ET

Size

23.2 KB

Accession

0001261654-23-000115

Insider Transaction Report

Form 4

Period: 2023-12-08

UNIVERSAL TECHNICAL INSTITUTE INCUTI

Anderson Troy R

EVP and CFO

Transactions

Exercise/Conversion
Common Stock, $0.0001 par value
2023-12-08+19,688→ 74,922 total
Tax Payment
Common Stock, $0.0001 par value
2023-12-10$11.88/sh−2,806$33,335→ 76,989 total
Exercise/Conversion
Restricted Stock Units
2023-12-10−10,258→ 0 total
Exercise: $0.00→ Common Stock, $0.0001 par value (10,258 underlying)
Tax Payment
Common Stock, $0.0001 par value
2023-12-08$11.88/sh−5,385$63,974→ 69,537 total
Exercise/Conversion
Restricted Stock Units
2023-12-08−13,179→ 13,179 total
Exp: 2024-12-08→ Common Stock, $0.0001 par value (13,179 underlying)
Award
Restricted Stock Units
2023-12-08+32,021→ 32,021 total
→ Common Stock, $0.0001 par value (32,021 underlying)
Award
Performance Units
2023-12-08+60,040→ 60,040 total
→ Common Stock, $0.0001 par value (60,040 underlying)
Exercise/Conversion
Common Stock, $0.0001 par value
2023-12-08+13,179→ 58,839 total
Tax Payment
Common Stock, $0.0001 par value
2023-12-08$11.88/sh−3,605$42,827→ 55,234 total
Exercise/Conversion
Common Stock, $0.0001 par value
2023-12-10+10,258→ 79,795 total
Exercise/Conversion
Restricted Stock Units
2023-12-08−19,688→ 39,376 total
Exercise: $0.00→ Common Stock, $0.0001 par value (19,688 underlying)

Footnotes (9)

[F1]Each restricted stock unit represents a contingent right to receive one share of UTI Common Stock.
[F2]Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/08/2021.
[F3]Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/8/2022.
[F4]Shares withheld to satisfy tax liability for the vesting of restricted stock units granted on 12/10/2020.
[F5]Share of Common Stock received from vesting of restricted stock units granted on 12/08/2021.
[F6]Share of Common Stock received from vesting of restricted stock units granted on 12/8/2022.
[F7]The restricted stock units vest in three equal installments beginning on December 8, 2024.
[F8]Each performance unit represents a contingent right to receive one share of the UTI Common Stock, 60% of which vest based on revenue for the fiscal year ending September 30, 2026 and 40% of which vest based on adjusted EBITDA for the fiscal year ending September 30, 2026.
[F9]Shares of Common Stock received from vesting of restricted stock units granted on 12/10/2020.

Documents

1 file

4
wk-form4_1702431686.xmlPrimary
FORM 4

Issuer

UNIVERSAL TECHNICAL INSTITUTE INC

CIK 0001261654

Entity typeother

Related Parties

1

filerCIK 0001789633

Filing Metadata

Form type: 4
Filed: Dec 11, 7:00 PM ET
Accepted: Dec 12, 8:41 PM ET
Size: 23.2 KB

View on SEC.gov