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PEAPACK GLADSTONE FINANCIAL CORP·4

Jan 30, 4:21 PM ET

SPENGEMAN CRAIG C 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Jan 30, 2009

Insider Transaction Report

Form 4
Period: 2009-01-29
PEAPACK GLADSTONE FINANCIAL CORPPGC
SPENGEMAN CRAIG C
DirectorPresident & Chf Investment Off
Transactions
  • Exercise/Conversion

    Common Stock

    2009-01-29$18.66/sh+5,870$109,534→ 11,870 total
  • Exercise/Conversion

    Stock option (right to buy)

    2009-01-29−5,870→ 0 total
    Exercise: $18.66Exp: 2009-02-05→ Common Stock (5,870 underlying)
  • Tax Payment

    Common Stock

    2009-01-29$24.08/sh−4,548$109,516→ 6,000 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    6,406.391

  • Stock option (right to buy)

    Exercise: $13.68Exp: 2010-09-14→ Common Stock (1,398 underlying)
    1,398

  • Stock option (right to buy)

    Exercise: $16.86Exp: 2011-01-11→ Common Stock (3,992 underlying)
    3,992

  • Stock option (right to buy)

    Exercise: $13.62Exp: 2011-05-10→ Common Stock (2,661 underlying)
    2,661

  • Stock option (right to buy)

    Exercise: $28.89From: 2004-01-09Exp: 2014-01-09→ Common Stock (21,999 underlying)
    21,999

  • Stock option (right to buy)

    Exercise: $28.10Exp: 2017-01-03→ Common Stock (4,000 underlying)
    4,000

  • Stock option (right to buy)

    Exercise: $24.57Exp: 2018-01-02→ Common Stock (4,000 underlying)
    4,000
Footnotes (8)
  • [F1]The options were exercisable in five equal annual installments on February 5, 2000, 2001, 2002, 2003 and 2004. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
  • [F2]The options were exercisable in five equal annual installments on September 14, 2001, 2002, 2003, 2004 and 2005. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
  • [F3]The options were exercisable in five equal annual installments on January 11, 2002, 2003, 2004, 2005 and 2006. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
  • [F4]The options were exercisable in five equal annual installments on May 10, 2002, 2003, 2004, 2005 and 2006. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
  • [F5]The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
  • [F6]The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
  • [F7]Includes profit-sharing contributions and earnings since last filing.
  • [F8]Option grant has no purchase or sale price

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT