SPENGEMAN CRAIG C 4
4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Jul 1, 2009
Insider Transaction Report
Form 4
SPENGEMAN CRAIG C
DirectorPresident & Chf Investment Off
Transactions
- Sale
Common Stock
2009-06-29$20.00/sh−1,500$30,000→ 10,370 total
Holdings
- 21,999
Stock option (right to buy)
Exercise: $28.89From: 2004-01-09Exp: 2014-01-09→ Common Stock (21,999 underlying) - 1,398
Stock option (right to buy)
Exercise: $13.68Exp: 2010-09-14→ Common Stock (1,398 underlying) - 3,992
Stock option (right to buy)
Exercise: $16.86Exp: 2011-01-11→ Common Stock (3,992 underlying) - 6,578.835(indirect: By 401(k))
Common Stock
- 4,000
Stock option (right to buy)
Exercise: $28.10Exp: 2017-01-03→ Common Stock (4,000 underlying) - 2,661
Stock option (right to buy)
Exercise: $13.62Exp: 2011-05-10→ Common Stock (2,661 underlying)
Footnotes (6)
- [F1]The options were exercisable in five equal annual installments on September 14, 2001, 2002, 2003, 2004 and 2005. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
- [F2]The options were exercisable in five equal annual installments on January 11, 2002, 2003, 2004, 2005 and 2006. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
- [F3]The options were exercisable in five equal annual installments on May 10, 2002, 2003, 2004, 2005 and 2006. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
- [F4]The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
- [F5]The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
- [F6]Includes profit-sharing contributions and earnings since last filing.