FAWCETT JR ROBERT A 4
4 · SB FINANCIAL GROUP, INC. · Filed Dec 31, 2019
Insider Transaction Report
Form 4
FAWCETT JR ROBERT A
Director
Transactions
- Conversion
COMMON STOCK
2019-12-26+2,477→ 9,964 total - Conversion
SERIES A 6.50% PREFERRED STOCK
2019-12-26−2,500→ 0 totalExercise: $0.00→ COMMON STOCK (2,477 underlying)
Holdings
- 3,773(indirect: By Trust)
COMMON STOCK
Footnotes (1)
- [F1]THE SERIES A CONVERTIBLE PREFERRED STOCK WAS CONVERTIBLE INTO COMMON STOCK AFTER 5 YEARS AND HAD NO EXPIRATION DATE. THE ISSUER EXERCISES ITS RIGHT TO MANDATORILY CONVERT ALL OUTSTANDING SHARES OF SERIES A PREFERRED STOCK EFFECTIVE DECEMBER 26, 2019. AS OF SUCH DATE, EACH SHARE OF SERIES A PREFERRED STOCK WAS CONVERTED AT A CONVERSION RATE OF .9908093