HALLENBECK GEORGE A 4
4 · EVOLVING SYSTEMS INC · Filed Sep 11, 2009
Insider Transaction Report
Form 4
HALLENBECK GEORGE A
Director
Transactions
- Exercise/Conversion
Non-qualified Stock Option (right to buy)
2009-09-09−9,112→ 4,247 totalExercise: $5.70Exp: 2009-10-26→ Common Stock (9,112 underlying) - Sale
Common Stock
2009-09-09$6.20/sh−4,066$25,209→ 358,592 total - Exercise/Conversion
Common Stock
2009-09-09$5.70/sh+9,112$51,938→ 362,658 total - Sale
Common Stock
2009-09-09$6.22/sh−100$622→ 357,792 total - Sale
Common Stock
2009-09-09$6.23/sh−1,400$8,722→ 356,392 total - Exercise/Conversion
Common Stock
2009-09-10$5.70/sh+27$154→ 353,573 total - Sale
Common Stock
2009-09-09$6.22/sh−700$4,354→ 357,892 total - Exercise/Conversion
Non-qualified Stock Option (right to buy)
2009-09-10−27→ 93,488 totalExercise: $5.70Exp: 2009-10-26→ Common Stock (27 underlying) - Sale
Common Stock
2009-09-09$6.24/sh−2,846$17,759→ 353,546 total - Sale
Common Stock
2009-09-10$6.25/sh−27$169→ 353,546 total
Footnotes (5)
- [F1]This line reflects the number of shares owned by the reporting person after the 1-for-2 reverse stock split effective July 21, 2009.
- [F2]The Reporting Person exercised options due to expire on October 26, 2009. The Company's trading window applicable to the Reporting Person will close on Septermber 14, 2009.
- [F3]6,679 shares vested on January 27, 2004; the remaining 6,680 shares vested on April 27, 2004.
- [F4]86,835 shares vested on October 4, 2003; the remaining 6,680 shares vested on October 27, 2003.
- [F5]Employee stock options are granted without payment of consideration.