4//SEC Filing
PPT VISION INC 4
Accession 0001262014-03-000005
CIK 0000704460operating
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 5:05 PM ET
Size
20.5 KB
Accession
0001262014-03-000005
Insider Transaction Report
Form 4
PPT VISION INCPPTV
PETERSON PETER R
Director10% Owner
Transactions
- Exercise of In-Money
Common Stock Warrants
2003-09-25−595,000→ 0 total(indirect: See footnote)Exercise: $0.70Exp: 2003-09-30→ Common Stock (595,000 underlying) - Exercise of In-Money
Common Stock Warrants
2003-09-25−18,000→ 0 total(indirect: See footnote)Exercise: $0.70Exp: 2003-09-30→ Common Stock (18,000 underlying) - Exercise of In-Money
Common Stock
2003-09-25$0.70/sh+18,000$12,600→ 73,300 total(indirect: See footnote) - Exercise of In-Money
Common Stock
2003-09-25$0.70/sh+4,237$2,966→ 195,085 total - Exercise of In-Money
Common Stock Warrants
2003-09-25−4,237→ 0 totalExercise: $0.70Exp: 2003-09-25→ Common Stock (4,237 underlying) - Exercise of In-Money
Common Stock
2003-09-25$0.70/sh+549,084$384,359→ 2,207,036 total(indirect: See footnote) - Exercise of In-Money
Common Stock
2003-09-25$0.70/sh+595,000$416,500→ 2,398,400 total(indirect: See footnote) - Exercise of In-Money
Common Stock Warrants
2003-09-25−549,084→ 0 total(indirect: See footnote)Exercise: $0.70Exp: 2003-09-30→ Common Stock (549,084 underlying)
Footnotes (6)
- [F1]Exercise of Common Stock Warrants pursuant to prospectus dated August 13, 2003. These Common Stock Warrants were originally issued in connection with the PPT VISION, Inc. Rights Offering pursuant to a prospectus dated April 2, 2002, and reported on a Form 4 dated May 2002.
- [F2]Shares are owned by ESI Investment Co. ("ESI"). ESI is a wholly-owned subsidiary of Electro-Sensors, Inc., of which Mr. Peterson is a controlling shareholder and director.
- [F3]Shares are owned by P.R. Peterson Co. Keogh Plan of which Mr. Peterson is a Trustee.
- [F4]Shares are owned by Peterson Brothers Securities Company, of which Mr. Peterson is a shareholder.
- [F5]Warrants were acquired pursuant to a Rights Offering, under a prospectus dated April 2, 2002, in which PPT VISION, Inc. offered its existing shareholders the right to purchase a unit consisting of one warrant and one share of common stock at a price of $1.00 per unit.
- [F6]The warrants were immediately exercisable upon issuance.
Documents
Issuer
PPT VISION INC
CIK 0000704460
Entity typeoperating
IncorporatedMN
Related Parties
1- filerCIK 0000704460
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 5:05 PM ET
- Size
- 20.5 KB