4//SEC Filing
POHLAD JAMES O 4
Accession 0001262014-07-000063
CIK 0001370291other
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 10:20 AM ET
Size
8.0 KB
Accession
0001262014-07-000063
Insider Transaction Report
Form 4
POHLAD JAMES O
10% Owner
Transactions
- Purchase
Common Stock
2007-06-20$22.76/sh+18,578$422,910→ 860,357 total - Purchase
Common Stock
2007-06-20$15.64/sh+13,125$205,341→ 873,482 total
Footnotes (3)
- [F1]The reporting person is a party to a Securities Purchase and Option Agreement dated December 15, 2006 by and among David Brown, James O. Pohlad, Robert C. Pohlad and William M. Pohlad ("Brown Agreement"), by which the reporting person is required to purchase certain shares of common stock as more fully described therein. A copy of the Brown Agreement can be found as an exhibit to the reporting person's Schedule 13D, as amended.
- [F2]The reporting person is a party to a Securities Purchase and Option Agreement dated December 19, 2005 by and among Scott A. Montgomery, James O. Pohlad, Robert C. Pohlad and William M. Pohlad ("Montgomery Agrement") by which the reporting person is required to purchase certain shares of common stock as more fully described therein. A copy of the Montgomery Agreement can be found as an exhibit to the reporting person's Schedule 13D, as amended.
- [F3]The reporting person isa party to a Securities Purchase Agreement dated June 20, 2007 by and among Robert Bartlett, James O. Pohlad, Robert C. Pohlad and William M. Pohlad ("Bartlett Agreement") by which the reporting person is required to purchase certain shares of common stock as more fully described therein. A copy of the Bartlett Agreement can be found as an exhibit to the reporting person's Schedule 13D, as amended.
Documents
Issuer
First California Financial Group, Inc.
CIK 0001370291
Entity typeother
Related Parties
1- filerCIK 0001060442
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 10:20 AM ET
- Size
- 8.0 KB