4//SEC Filing
RTW INC /MN/ 4
Accession 0001262014-08-000001
CIK 0000915781operating
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 12:36 PM ET
Size
24.5 KB
Accession
0001262014-08-000001
Insider Transaction Report
Form 4
RTW INC /MN/RTWI
SHEVELAND PATRICIA M
VP-Case & Claims Management
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2007-12-17$1.70/sh−1,500$2,550→ 0 totalExercise: $10.75From: 2000-02-02Exp: 2010-02-01→ Common Stock (1,500 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2007-12-17−839→ 0 totalExercise: $15.63From: 1998-07-15Exp: 1998-07-15→ Common Stock (839 underlying) - Disposition to Issuer
Common Stock
2007-12-17$12.45/sh−1,854$23,082→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2007-12-17−2,500→ 0 totalExercise: $14.75From: 1999-02-01Exp: 2009-02-01→ Common Stock (2,500 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2007-12-17$3.64/sh−10,000$36,400→ 0 totalExercise: $8.81From: 2005-02-09Exp: 2015-02-08→ Common Stock (10,000 underlying) - Disposition to Issuer
Common Stock
2007-12-17$12.45/sh−2,744$34,163→ 0 total(indirect: By KSOP) - Disposition to Issuer
Employee Stock Option (right to buy)
2007-12-17−5,000→ 0 totalExercise: $14.00From: 1998-01-28Exp: 2008-01-27→ Common Stock (5,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2007-12-17$6.27/sh−8,455$53,013→ 0 totalExercise: $6.18From: 2004-02-11Exp: 2014-02-10→ Common Stock (8,455 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2007-12-17$2.95/sh−1,000$2,950→ 0 totalExercise: $9.50From: 2000-07-27Exp: 2010-07-26→ Common Stock (1,000 underlying)
Footnotes (3)
- [F1]Includes 7 KSOP shares not previously reported.
- [F2]The exercise price was higher than the market value of $12.45 resulting in a loss.
- [F3]All of the securities in Table II were disposed of pursuant to a merger agreement between RTW, Inc. and Rockhill Holding Company; the issuer's common stock having a market value of $12.45 effective on the date of merger. At the effective time of the merger referred to above, all of the stock options outstanding became fully vester, were cancelled and were converted into the right to receive the excess, if any, of $12.45 over the exercise price of the stock option for each share of RTW, Inc. common stock subject to the option, less applicable withholding tax and without interest.
Documents
Issuer
RTW INC /MN/
CIK 0000915781
Entity typeoperating
IncorporatedMN
Related Parties
1- filerCIK 0000915781
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 12:36 PM ET
- Size
- 24.5 KB