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CATHAY GENERAL BANCORP·4

Nov 24, 3:43 PM ET

CHAN ELENA 4

4 · CATHAY GENERAL BANCORP · Filed Nov 24, 2003

Insider Transaction Report

Form 4
Period: 2003-11-20
CATHAY GENERAL BANCORPCATY
CHAN ELENA
SVP/CFO
Transactions
  • Award

    Stock Option

    2003-11-20+26,710→ 59,400 total
    Exercise: $49.60From: 2004-11-20Exp: 2013-11-20→ Common Stock (26,710 underlying)
Holdings

  • Stock Option

    Exercise: $30.09From: 2002-01-18Exp: 2011-01-18→ Common Stock (7,060 underlying)
    14,160

  • Stock Option

    Exercise: $32.55From: 2003-02-21Exp: 2012-02-21→ Common Stock (7,000 underlying)
    21,160

  • Stock Option

    Exercise: $39.85From: 2004-01-16Exp: 2013-01-16→ Common Stock (11,530 underlying)
    32,690

  • Common Stock

    491.36

  • Stock Option

    Exercise: $16.50From: 2002-09-17Exp: 2008-09-17→ Common Stock (2,264 underlying)
    2,264

  • Stock Option

    Exercise: $21.25From: 2003-01-20Exp: 2010-01-20→ Common Stock (4,836 underlying)
    7,100
Footnotes (7)
  • [F1]Includes 1.25 shares acquired through dividend reinvestment during the year of 2003; but does not include the reporting person's vested interest of 23,686 shares in ESOP as of 12/31/02.
  • [F2]The option vests in 2 equal annual installments beginning 9/17/02.
  • [F3]612 shares exercisable, balance of the option vests in 3 equal annual installments beginning 1/20/03.
  • [F4]The option vests in 5 equal annual installments beginning 1/18/02.
  • [F5]The option vests in 5 equal annual installments beginning 2/21/03.
  • [F6]The option vests in 5 equal annual installments beginning 1/16/04.
  • [F7]The option vests in 5 equal annual installments beginning 11/20/04.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT