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TARTAGLIA THOMAS G 4

Accession 0001262063-04-000038

CIK 0000861842other
View on SEC.govCompany Profile

Filed

Aug 8, 8:00 PM ET

Accepted

Aug 9, 2:28 PM ET

Size

37.9 KB

Accession

0001262063-04-000038

Insider Transaction Report

Form 4
Period: 2004-08-05
CATHAY GENERAL BANCORPCATY
TARTAGLIA THOMAS G
Director
Transactions
  • Exercise/Conversion

    Stock Option

    2004-08-05−400→ 0 total
    Exercise: $16.50From: 2002-09-17Exp: 2008-09-17→ Common Stock (0 underlying)
  • Exercise/Conversion

    Stock Option

    2004-08-05−600→ 600 total
    Exercise: $30.09From: 2005-01-18Exp: 2011-01-18→ Common Stock (400 underlying)
  • Exercise/Conversion

    Stock Option

    2004-08-05−380→ 2,720 total
    Exercise: $39.85From: 2005-01-16Exp: 2013-01-16→ Common Stock (1,520 underlying)
  • Sale

    Common Stock

    2004-08-05$65.70/sh−600$39,420→ 1,380 total
  • Exercise/Conversion

    Common Stock

    2004-08-05$16.50/sh+400$6,600→ 400 total
  • Exercise/Conversion

    Common Stock

    2004-08-05$39.85/sh+380$15,143→ 2,180 total
  • Sale

    Common Stock

    2004-08-05$65.65/sh−300$19,695→ 980 total
  • Exercise/Conversion

    Common Stock

    2004-08-05$30.09/sh+600$18,057→ 1,400 total
  • Sale

    Common Stock

    2004-08-05$65.63/sh−200$13,126→ 780 total
  • Sale

    Common Stock

    2004-08-05$65.76/sh−100$6,576→ 2,080 total
  • Sale

    Common Stock

    2004-08-05$65.59/sh−280$18,365→ 0 total
Holdings

  • Common Stock

    (indirect: By Trust)
    30,819.52

  • Common Stock

    (indirect: By ESOP)
    7,459

  • Stock Option

    Exercise: $49.60From: 2004-11-20Exp: 2013-11-20→ Common Stock (5,500 underlying)
    8,220
Footnotes (6)
  • [F1]Includes 137.3 shares acquired through Dividend Reinvestment since Feb. 2004.
  • [F2]The option vests in 1 equal annual installments beginning 1/20/05.
  • [F3]The option vests in 2 equal annual installments beginning 1/18/05.
  • [F4]The option vests in 3 equal annual installments beginning 2/21/05.
  • [F5]The option vests in 4 equal annual installments beginning 1/16/05.
  • [F6]The option vests in 5 equal annual installments beginning 11/20/04.

Documents

1 file

Issuer

CATHAY GENERAL BANCORP

CIK 0000861842

→
Entity typeother

Related Parties

1
  • filerCIK 0001185634

Filing Metadata

Form type
4
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 2:28 PM ET
Size
37.9 KB
View on SEC.gov