TARTAGLIA THOMAS G 4
4 · CATHAY GENERAL BANCORP · Filed Aug 9, 2004
Insider Transaction Report
Form 4
TARTAGLIA THOMAS G
Director
Transactions
- Exercise/Conversion
Common Stock
2004-08-05$16.50/sh+400$6,600→ 400 total - Exercise/Conversion
Common Stock
2004-08-05$21.25/sh+400$8,500→ 800 total - Exercise/Conversion
Common Stock
2004-08-05$30.09/sh+600$18,057→ 1,400 total - Exercise/Conversion
Common Stock
2004-08-05$32.55/sh+400$13,020→ 1,800 total - Exercise/Conversion
Common Stock
2004-08-05$39.85/sh+380$15,143→ 2,180 total - Sale
Common Stock
2004-08-05$65.76/sh−100$6,576→ 2,080 total - Sale
Common Stock
2004-08-05$65.71/sh−100$6,571→ 1,980 total - Sale
Common Stock
2004-08-05$65.70/sh−600$39,420→ 1,380 total - Sale
Common Stock
2004-08-05$65.67/sh−100$6,567→ 1,280 total - Sale
Common Stock
2004-08-05$65.65/sh−300$19,695→ 980 total - Sale
Common Stock
2004-08-05$65.63/sh−200$13,126→ 780 total - Sale
Common Stock
2004-08-05$65.62/sh−200$13,124→ 580 total - Sale
Common Stock
2004-08-05$65.60/sh−300$19,680→ 280 total - Sale
Common Stock
2004-08-05$65.59/sh−280$18,365→ 0 total - Exercise/Conversion
Stock Option
2004-08-05−400→ 0 totalExercise: $16.50From: 2002-09-17Exp: 2008-09-17→ Common Stock (0 underlying) - Exercise/Conversion
Stock Option
[F2]2004-08-05−400→ 200 totalExercise: $21.25From: 2005-01-20Exp: 2010-01-20→ Common Stock (200 underlying) - Exercise/Conversion
Stock Option
[F3]2004-08-05−600→ 600 totalExercise: $30.09From: 2005-01-18Exp: 2011-01-18→ Common Stock (400 underlying) - Exercise/Conversion
Stock Option
[F4]2004-08-05−400→ 1,200 totalExercise: $32.55From: 2005-02-21Exp: 2012-02-21→ Common Stock (600 underlying) - Exercise/Conversion
Stock Option
[F5]2004-08-05−380→ 2,720 totalExercise: $39.85From: 2005-01-16Exp: 2013-01-16→ Common Stock (1,520 underlying)
Holdings
- 30,819.52(indirect: By Trust)
Common Stock
[F1] - 7,459(indirect: By ESOP)
Common Stock
- 8,220
Stock Option
[F6]Exercise: $49.60From: 2004-11-20Exp: 2013-11-20→ Common Stock (5,500 underlying)
Footnotes (6)
- [F1]Includes 137.3 shares acquired through Dividend Reinvestment since Feb. 2004.
- [F2]The option vests in 1 equal annual installments beginning 1/20/05.
- [F3]The option vests in 2 equal annual installments beginning 1/18/05.
- [F4]The option vests in 3 equal annual installments beginning 2/21/05.
- [F5]The option vests in 4 equal annual installments beginning 1/16/05.
- [F6]The option vests in 5 equal annual installments beginning 11/20/04.
Signature
Thomas G. Tartaglia|2004-08-09