Home/Filings/5/0001262063-05-000012
5//SEC Filing

TARTAGLIA THOMAS G 5

Accession 0001262063-05-000012

CIK 0000861842other

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 4:17 PM ET

Size

18.1 KB

Accession

0001262063-05-000012

Insider Transaction Report

Form 5
Period: 2004-12-31
Transactions
  • Other

    Common Stock

    2004-04-20$31.72/sh+135.418$4,29562,376.78 total(indirect: By Trust)
  • Other

    Common Stock

    2004-12-31$31.21/sh+135$4,21314,470 total(indirect: By ESOP)
  • Other

    Common Stock

    2004-10-22$35.85/sh+154.734$5,54862,376.78 total(indirect: By Trust)
  • Other

    Common Stock

    2004-07-20$30.93/sh+139.174$4,30562,376.78 total(indirect: By Trust)
Holdings
  • Stock Option

    Exercise: $15.05From: 2005-01-18Exp: 2011-01-18Common Stock (800 underlying)
    1,200
  • Stock Option

    Exercise: $10.63From: 2005-01-20Exp: 2010-01-20Common Stock (400 underlying)
    400
  • Stock Option

    Exercise: $16.27From: 2005-02-21Exp: 2012-01-21Common Stock (1,200 underlying)
    2,400
  • Stock Option

    Exercise: $19.93From: 2005-01-16Exp: 2013-01-16Common Stock (3,040 underlying)
    5,440
  • Stock Option

    Exercise: $24.80From: 2004-11-20Exp: 2013-11-20Common Stock (11,000 underlying)
    16,440
Footnotes (9)
  • [F1]ESOP Earning Allocation.
  • [F2]Adjusted to reflect a 2-for-1 stock split effective 9/28/04.
  • [F3]Dividend Reinvestment.
  • [F4]583 shares transferred from his direct ownings.
  • [F5]The option vests in 1 equal annual installments beginning 1/20/05.
  • [F6]The option vests in 2 equal annual installments beginning 1/18/05.
  • [F7]The option vests in 3 equal annual installments beginning 2/21/05.
  • [F8]The option vests in 4 equal annual installments beginning 1/16/05.
  • [F9]The option vests in 5 equal annual installments beginning 11/20/04.

Issuer

CATHAY GENERAL BANCORP

CIK 0000861842

Entity typeother

Related Parties

1
  • filerCIK 0001185634

Filing Metadata

Form type
5
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:17 PM ET
Size
18.1 KB