Home/Filings/4/A/0001262063-08-000077
4/A//SEC Filing

CATHAY GENERAL BANCORP 4/A

Accession 0001262063-08-000077

$CATYCIK 0000861842operating

Filed

Dec 7, 7:00 PM ET

Accepted

Dec 8, 4:37 PM ET

Size

17.1 KB

Accession

0001262063-08-000077

Insider Transaction Report

Form 4/AAmended
Period: 2008-12-03
LIU TING Y
Director
Transactions
  • Sale

    Common Stock

    2008-12-04$20.00/sh1,000$20,000378,664 total(indirect: By Trust)
  • Sale

    Common Stock

    2008-12-05$20.00/sh2,000$40,000376,664 total(indirect: By Trust)
Holdings
  • Stock Option

    Exercise: $17.29From: 2003-01-01Exp: 2011-12-31Common Stock (5,120 underlying)
    15,360
  • Stock Option

    Exercise: $11.06From: 2001-01-01Exp: 2009-12-31Common Stock (5,120 underlying)
    5,120
  • Stock Option

    Exercise: $21.09From: 2002-01-01Exp: 2010-12-31Common Stock (5,120 underlying)
    10,240
  • Stock Option

    Exercise: $36.24From: 2007-01-25Exp: 2016-01-25Common Stock (3,500 underlying)
    27,480
  • Common Stock

    5,644
  • Stock Option

    Exercise: $37.00From: 2006-02-17Exp: 2015-02-17Common Stock (3,500 underlying)
    23,980
  • Stock Option

    Exercise: $23.37From: 2009-02-21Exp: 2018-02-21Common Stock (3,500 underlying)
    30,980
  • Stock Option

    Exercise: $11.34From: 2004-01-01Exp: 2012-12-31Common Stock (5,120 underlying)
    20,480
Footnotes (4)
  • [F1]The option is fully exercisable.
  • [F2]The option vests in 5 equal annual installments beginning 02/17/06.
  • [F3]The option vests in 5 equal annual installments beginning 01/25/07.
  • [F4]The option vests in 5 equal annual installments beginning 02/21/09.

Issuer

CATHAY GENERAL BANCORP

CIK 0000861842

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000861842

Filing Metadata

Form type
4/A
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 4:37 PM ET
Size
17.1 KB