CHANG MICHAEL M Y 5

5 · CATHAY GENERAL BANCORP · Filed Feb 12, 2010

Form 5

Period: 2009-12-31

Director

Transactions

Holdings

Stock Option
Exercise: $37.00From: 2006-02-17Exp: 2015-02-17→ Common Stock (3,500 underlying)
18,300
Stock Option
Exercise: $36.24From: 2007-01-25Exp: 2016-01-25→ Common Stock (3,500 underlying)
21,800
Stock Option
Exercise: $23.37From: 2009-02-21Exp: 2018-02-21→ Common Stock (3,500 underlying)
25,300
Common Stock
(indirect: By son)
134,472
Common Stock
(indirect: By daughter)
134,472
Common Stock
(indirect: By Trust)
208,812
Stock Option
Exercise: $19.93From: 2004-01-16Exp: 2013-01-16→ Common Stock (3,800 underlying)
3,800
Stock Option
Exercise: $24.80From: 2004-11-20Exp: 2013-11-20→ Common Stock (11,000 underlying)
14,800

Footnotes (6)

[F1]Dividend Reinvestment.
[F2]The shares were transferred from the UGMA custodian to beneficiary since the reporting person's last report. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
[F3]The option is fully exercisable
[F4]The option vests in 5 equal annual installments beginning 2/17/06.
[F5]The option vests in 5 equal annual installments beginning 1/25/07.
[F6]The option vests in 5 equal annual installments beginning 2/21/09.

Documents

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