Home/Filings/5/0001262063-10-000007
5//SEC Filing

CHANG MICHAEL M Y 5

Accession 0001262063-10-000007

CIK 0000861842other

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 6:01 PM ET

Size

14.6 KB

Accession

0001262063-10-000007

Insider Transaction Report

Form 5
Period: 2009-12-31
Transactions
  • Other

    Common Stock

    2009-01-21$18.60/sh+195.382$3,634110,598 total
Holdings
  • Stock Option

    Exercise: $37.00From: 2006-02-17Exp: 2015-02-17Common Stock (3,500 underlying)
    18,300
  • Stock Option

    Exercise: $36.24From: 2007-01-25Exp: 2016-01-25Common Stock (3,500 underlying)
    21,800
  • Stock Option

    Exercise: $23.37From: 2009-02-21Exp: 2018-02-21Common Stock (3,500 underlying)
    25,300
  • Common Stock

    (indirect: By son)
    134,472
  • Common Stock

    (indirect: By daughter)
    134,472
  • Common Stock

    (indirect: By Trust)
    208,812
  • Stock Option

    Exercise: $19.93From: 2004-01-16Exp: 2013-01-16Common Stock (3,800 underlying)
    3,800
  • Stock Option

    Exercise: $24.80From: 2004-11-20Exp: 2013-11-20Common Stock (11,000 underlying)
    14,800
Footnotes (6)
  • [F1]Dividend Reinvestment.
  • [F2]The shares were transferred from the UGMA custodian to beneficiary since the reporting person's last report. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F3]The option is fully exercisable
  • [F4]The option vests in 5 equal annual installments beginning 2/17/06.
  • [F5]The option vests in 5 equal annual installments beginning 1/25/07.
  • [F6]The option vests in 5 equal annual installments beginning 2/21/09.

Issuer

CATHAY GENERAL BANCORP

CIK 0000861842

Entity typeother

Related Parties

1
  • filerCIK 0001185627

Filing Metadata

Form type
5
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 6:01 PM ET
Size
14.6 KB