4//SEC Filing
TARTAGLIA THOMAS G 4
Accession 0001262063-11-000005
CIK 0000861842other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 7:06 PM ET
Size
16.8 KB
Accession
0001262063-11-000005
Insider Transaction Report
Form 4
TARTAGLIA THOMAS G
Director
Transactions
- Exercise/Conversion
Common Stock
2011-01-11$15.05/sh+800$12,038→ 800 total - Exercise/Conversion
Stock Option
2011-01-11−800→ 0 totalExercise: $15.05From: 2005-01-18Exp: 2011-01-18→ Common Stock (0 underlying)
Holdings
- 4,240
Stock Option
Exercise: $19.93From: 2005-01-16Exp: 2013-01-16→ Common Stock (3,040 underlying) - 25,740
Stock Option
Exercise: $23.37From: 2009-02-21Exp: 2018-02-21→ Common Stock (3,500 underlying) - 68,462(indirect: By Trust)
Common Stock
- 11,153(indirect: By ESOP)
Common Stock
- 15,240
Stock Option
Exercise: $24.80From: 2004-11-20Exp: 2013-11-20→ Common Stock (11,000 underlying) - 22,240
Stock Option
Exercise: $36.24From: 2007-01-25Exp: 2016-01-25→ Common Stock (3,500 underlying) - 1,200
Stock Option
Exercise: $16.27From: 2005-02-21Exp: 2012-02-21→ Common Stock (1,200 underlying) - 18,740
Stock Option
Exercise: $37.00From: 2006-02-17Exp: 2015-02-17→ Common Stock (3,500 underlying)
Footnotes (4)
- [F1]468 shares was distributed from ESOP to the reporting person on 12/6/10, and subquently transferred to his Trust account.
- [F2]The option is fully exercisable.
- [F3]The option vests in 5 equal annual installments beginning 1/25/07.
- [F4]The option vests in 5 equal annual installments beginning 2/21/09.
Documents
Issuer
CATHAY GENERAL BANCORP
CIK 0000861842
Entity typeother
Related Parties
1- filerCIK 0001185634
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 7:06 PM ET
- Size
- 16.8 KB