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4//SEC Filing

LEE PATRICK 4

Accession 0001262063-11-000006

CIK 0000861842other

View on SEC.gov Company Profile

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 7:06 PM ET

Size

15.9 KB

Accession

0001262063-11-000006

Insider Transaction Report

Form 4

Period: 2011-01-11

CATHAY GENERAL BANCORPCATY

Director

Transactions

Exercise/Conversion
Stock Option
2011-01-11−2,000→ 0 total
Exercise: $15.05From: 2002-01-18Exp: 2011-01-18→ Common Stock (0 underlying)
Exercise/Conversion
Common Stock
2011-01-11$15.05/sh+2,000$30,095→ 2,000 total

Holdings

Stock Option
Exercise: $23.37From: 2009-02-21Exp: 2018-02-21→ Common Stock (3,500 underlying)
27,300
Common Stock
(indirect: By Trust)
232,730
Stock Option
Exercise: $36.24From: 2007-01-25Exp: 2016-01-25→ Common Stock (3,500 underlying)
23,800
Stock Option
Exercise: $24.80From: 2004-11-20Exp: 2013-11-20→ Common Stock (11,000 underlying)
16,800
Stock Option
Exercise: $16.27From: 2003-02-21Exp: 2012-02-21→ Common Stock (2,000 underlying)
2,000
Stock Option
Exercise: $19.93From: 2004-01-16Exp: 2013-01-16→ Common Stock (3,800 underlying)
5,800
Stock Option
Exercise: $37.00From: 2006-02-17Exp: 2015-02-17→ Common Stock (3,500 underlying)
20,300

Footnotes (3)

[F1]The option is fully exercisable.
[F2]The option vests in 5 equal annual installments beginning 1/25/07.
[F3]The option vests in 5 equal annual installments beginning 2/21/09.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

CATHAY GENERAL BANCORP

CIK 0000861842

Entity typeother

Related Parties

1

filerCIK 0001185631

Filing Metadata

Form type: 4
Filed: Jan 11, 7:00 PM ET
Accepted: Jan 12, 7:06 PM ET
Size: 15.9 KB

View on SEC.gov