5//SEC Filing
TARTAGLIA THOMAS G 5
Accession 0001262063-11-000015
CIK 0000861842other
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 6:14 PM ET
Size
15.6 KB
Accession
0001262063-11-000015
Insider Transaction Report
Form 5
TARTAGLIA THOMAS G
Director
Transactions
- Other
Common Stock
2010-12-31$10.43/sh+43.75$456→ 11,197 total(indirect: By ESOP)
Holdings
- 68,462(indirect: By Trust)
Common Stock
- 800
Stock Option
Exercise: $15.05From: 2005-01-18Exp: 2011-01-18→ Common Stock (800 underlying) - 2,000
Stock Option
Exercise: $16.27From: 2005-02-21Exp: 2012-01-21→ Common Stock (1,200 underlying) - 5,040
Stock Option
Exercise: $19.93From: 2005-01-16Exp: 2013-01-16→ Common Stock (3,040 underlying) - 16,040
Stock Option
Exercise: $24.80From: 2004-11-20Exp: 2013-11-20→ Common Stock (11,000 underlying) - 19,540
Stock Option
Exercise: $37.00From: 2006-02-17Exp: 2015-02-17→ Common Stock (3,500 underlying) - 23,040
Stock Option
Exercise: $36.24From: 2007-01-25Exp: 2016-01-25→ Common Stock (3,500 underlying) - 26,540
Stock Option
Exercise: $23.37From: 2009-02-21Exp: 2018-02-21→ Common Stock (3,500 underlying)
Footnotes (5)
- [F1]ESOP Earning Allocation.
- [F2]468 shares were distributed from ESOP to the reporting person on 12/6/10, and subsequently transferred to his Trust account on 12/16/10.
- [F3]The option is fully exercisable.
- [F4]The option vests in 5 equal annual installments beginning 1/25/07.
- [F5]The option vests in 5 equal annual installments beginning 2/21/09.
Documents
Issuer
CATHAY GENERAL BANCORP
CIK 0000861842
Entity typeother
Related Parties
1- filerCIK 0001185634
Filing Metadata
- Form type
- 5
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 6:14 PM ET
- Size
- 15.6 KB