TARTAGLIA THOMAS G 5
5 · CATHAY GENERAL BANCORP · Filed Feb 14, 2012
Insider Transaction Report
Form 5
TARTAGLIA THOMAS G
Director
Transactions
- Other
Common Stock
2011-01-25−800→ 0 total - Other
Common Stock
2011-01-25+800→ 70,516 total(indirect: By Trust) - Other
Common Stock
2011-12-31$13.71/sh+30.76$422→ 9,973.91 total(indirect: By ESOP)
Holdings
- 1,200
Stock Option
Exercise: $16.27From: 2005-02-21Exp: 2012-01-21→ Common Stock (1,200 underlying) - 4,240
Stock Option
Exercise: $19.93From: 2005-01-16Exp: 2013-01-16→ Common Stock (3,040 underlying) - 15,240
Stock Option
Exercise: $24.80From: 2004-11-20Exp: 2013-11-20→ Common Stock (11,000 underlying) - 18,740
Stock Option
Exercise: $37.00From: 2006-02-17Exp: 2015-02-17→ Common Stock (3,500 underlying) - 22,240
Stock Option
Exercise: $36.24From: 2007-01-25Exp: 2016-01-25→ Common Stock (3,500 underlying) - 25,740
Stock Option
Exercise: $23.37From: 2009-02-21Exp: 2018-02-21→ Common Stock (3,500 underlying)
Footnotes (5)
- [F1]Transferred from individual direct ownership to the Trust account as indirect ownership.
- [F2]1,254 shares were distributed from ESOP to the reporting person on 9/21/11, and subsequently transferred to his Trust account on 10/5/11.
- [F3]ESOP Earning Allocation.
- [F4]The option is fully exercisable.
- [F5]The option vests in 5 equal annual installments beginning 2/21/09.