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CATHAY GENERAL BANCORP · Nov 14, 6:48 PM ET

CATHAY GENERAL BANCORP 4

4 · CATHAY GENERAL BANCORP · Filed Nov 14, 2012

Insider Transaction Report

Form 4
Period: 2012-11-09
CATHAY GENERAL BANCORPCATY
CHIU THOMAS C T
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2012-11-09$11.34/sh+5,120$58,079→ 5,120 total
  • Exercise/Conversion

    Stock Option

    2012-11-09−5,120→ 0 total
    Exercise: $11.34From: 2004-01-01Exp: 2012-12-31→ Common Stock (0 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    204,961

  • Common Stock

    (indirect: By Pension Fund)
    69,732

  • Stock Option

    Exercise: $37.00From: 2006-02-17Exp: 2015-02-17→ Common Stock (3,500 underlying)
    3,500

  • Stock Option

    Exercise: $36.24From: 2007-01-25Exp: 2016-01-25→ Common Stock (3,500 underlying)
    7,000

  • Stock Option

    Exercise: $23.37From: 2009-02-21Exp: 2018-02-21→ Common Stock (3,500 underlying)
    10,500
Footnotes (2)
  • [F1]The option is fully exercisable.
  • [F2]The option vests in 5 equal annual installments beginning 2/21/09.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT