4//SEC Filing
OEI PERRY 4
Accession 0001262063-12-000221
CIK 0000861842other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 3:10 PM ET
Size
16.5 KB
Accession
0001262063-12-000221
Insider Transaction Report
Form 4
OEI PERRY
General Counsel
Transactions
- Award
Restricted Stock Units
2012-12-20+4,186→ 48,626 total→ Common Stock (4,186 underlying) - Award
Restricted Stock Units
2012-05-08+596→ 44,440 total→ Common Stock (596 underlying)
Holdings
- 26,080
Stock Option
Exercise: $37.00From: 2006-02-17Exp: 2015-02-17→ Common Stock (6,000 underlying) - 31,580
Stock Option
Exercise: $36.24From: 2007-01-25Exp: 2016-01-25→ Common Stock (5,500 underlying) - 40,068
Restricted Stock Units
→ Common Stock (2,988 underlying) - 43,844
Restricted Stock Units
→ Common Stock (3,776 underlying) - 20,080
Stock Option
Exercise: $24.80From: 2004-11-20Exp: 2013-11-20→ Common Stock (20,080 underlying) - 37,080
Stock Option
Exercise: $23.37From: 2009-02-21Exp: 2018-02-21→ Common Stock (5,500 underlying)
Footnotes (7)
- [F1]The option is fully exercisable.
- [F2]The option vests in 5 equal annual installments beginning 2/21/09.
- [F3]Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
- [F4]These restricted stock units are scheduled to vest in a single installment on March 23, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
- [F5]These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
- [F6]These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
- [F7]These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Documents
Issuer
CATHAY GENERAL BANCORP
CIK 0000861842
Entity typeother
Related Parties
1- filerCIK 0001264236
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 3:10 PM ET
- Size
- 16.5 KB