OEI PERRY 4

4 · CATHAY GENERAL BANCORP · Filed Dec 21, 2012

Form 4

Period: 2012-12-20

General Counsel

Transactions

Award
Restricted Stock Units
2012-12-20+4,186→ 48,626 total
→ Common Stock (4,186 underlying)
Award
Restricted Stock Units
2012-05-08+596→ 44,440 total
→ Common Stock (596 underlying)

Holdings

Stock Option
Exercise: $37.00From: 2006-02-17Exp: 2015-02-17→ Common Stock (6,000 underlying)
26,080
Stock Option
Exercise: $36.24From: 2007-01-25Exp: 2016-01-25→ Common Stock (5,500 underlying)
31,580
Restricted Stock Units
→ Common Stock (2,988 underlying)
40,068
Restricted Stock Units
→ Common Stock (3,776 underlying)
43,844
Stock Option
Exercise: $24.80From: 2004-11-20Exp: 2013-11-20→ Common Stock (20,080 underlying)
20,080
Stock Option
Exercise: $23.37From: 2009-02-21Exp: 2018-02-21→ Common Stock (5,500 underlying)
37,080

Footnotes (7)

[F1]The option is fully exercisable.
[F2]The option vests in 5 equal annual installments beginning 2/21/09.
[F3]Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
[F4]These restricted stock units are scheduled to vest in a single installment on March 23, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
[F5]These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
[F6]These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
[F7]These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.

Documents

1 file