4//SEC Filing
OEI PERRY 4
Accession 0001262063-13-000099
CIK 0000861842other
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 2:01 PM ET
Size
19.2 KB
Accession
0001262063-13-000099
Insider Transaction Report
Form 4
OEI PERRY
General Counsel
Transactions
- Sale
Common Stock
2013-03-25$20.18/sh−1,303$26,295→ 1,685 total - Exercise/Conversion
Restricted Stock Units
2013-03-22−2,988→ 37,080 totalExercise: $0.00→ Common Stock (2,988 underlying) - Exercise/Conversion
Common Stock
2013-03-22+2,988→ 2,988 total
Holdings
- 31,580
Stock Option
Exercise: $36.24From: 2007-01-25Exp: 2016-01-25→ Common Stock (5,500 underlying) - 45,638
Restricted Stock Units
→ Common Stock (4,186 underlying) - 37,080
Stock Option
Exercise: $23.37From: 2009-02-21Exp: 2018-02-21→ Common Stock (5,500 underlying) - 20,080
Stock Option
Exercise: $24.80From: 2004-11-20Exp: 2013-11-20→ Common Stock (20,080 underlying) - 26,080
Stock Option
Exercise: $37.00From: 2006-02-17Exp: 2015-02-17→ Common Stock (6,000 underlying) - 40,856
Restricted Stock Units
→ Common Stock (3,776 underlying) - 41,452
Restricted Stock Units
→ Common Stock (596 underlying)
Footnotes (9)
- [F1]Represents the conversion into Common Stock upon vesting of the restricted stock units reported on Table II.
- [F2]These sales were effected to satisfy the reporting person's tax withholding obligations with respect to the vesting of the restricted stock units.
- [F3]The option is fully exercisable.
- [F4]Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer.
- [F5]The reporting person previously reported the award of 2,988 shares of restricted stock units on Form 4 filed March 25, 2011. All of these restricted stock units vested on March 22, 2013.
- [F6]Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
- [F7]These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
- [F8]These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
- [F9]These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Documents
Issuer
CATHAY GENERAL BANCORP
CIK 0000861842
Entity typeother
Related Parties
1- filerCIK 0001264236
Filing Metadata
- Form type
- 4
- Filed
- Mar 31, 8:00 PM ET
- Accepted
- Apr 1, 2:01 PM ET
- Size
- 19.2 KB