4//SEC Filing
CATHAY GENERAL BANCORP 4
Accession 0001262063-13-000338
$CATYCIK 0000861842operating
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 6:23 PM ET
Size
17.5 KB
Accession
0001262063-13-000338
Insider Transaction Report
Form 4
OEI PERRY
General Counsel
Transactions
- Exercise/Conversion
Common Stock
2013-11-08$24.80/sh+10,000$248,000→ 11,685 total - Exercise/Conversion
Stock Option
2013-11-08−10,000→ 0 totalExercise: $24.80From: 2004-11-20Exp: 2013-11-20→ Common Stock (10,000 underlying) - Sale
Common Stock
2013-11-08$25.29/sh−10,000$252,872→ 1,685 total
Holdings
- 6,000
Stock Option
Exercise: $37.00From: 2006-02-17Exp: 2015-02-17→ Common Stock (6,000 underlying) - 11,500
Stock Option
Exercise: $36.24From: 2007-01-25Exp: 2016-01-25→ Common Stock (5,500 underlying) - 17,000
Stock Option
Exercise: $23.37From: 2009-02-21Exp: 2018-02-21→ Common Stock (5,500 underlying) - 21,372
Restricted Stock Units
→ Common Stock (596 underlying) - 20,776
Restricted Stock Units
→ Common Stock (3,776 underlying) - 25,558
Restricted Stock Units
→ Common Stock (4,186 underlying)
Footnotes (6)
- [F1]Represents the weighted average sales price per share. The shares were sold at prices ranging from $25.28 to $25.32 per share. Full information regarding the number of shares sold at each separate price will be provided, upon request, to the staff of the U.S. Securities and Exchange Commission, the Issuer, or any security holder of the Issuer.
- [F2]The option is fully exercisable.
- [F3]Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
- [F4]These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
- [F5]These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
- [F6]These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Documents
Issuer
CATHAY GENERAL BANCORP
CIK 0000861842
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000861842
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 6:23 PM ET
- Size
- 17.5 KB