CATHAY GENERAL BANCORP 4
4 · CATHAY GENERAL BANCORP · Filed Dec 20, 2013
Insider Transaction Report
Form 4
OEI PERRY
General Counsel
Transactions
- Award
Restricted Stock Units
2013-12-18+9,523→ 9,523 total→ Common Stock (9,523 underlying) - Award
Restricted Stock Units
2013-12-18+9,823→ 9,823 total→ Common Stock (9,823 underlying) - Award
Restricted Stock Units
2013-12-18+2,438→ 2,438 total→ Common Stock (2,438 underlying)
Holdings
- 4,061
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
- [F2]These restricted stock units are scheduled to vest in a single installment on December 31, 2016, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2015 or a change in control, with the number of units earned being based on the achievement of certain performance Criteria.
- [F3]Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
- [F4]These restricted stock units are scheduled to vest in a single installment on December 18, 2016, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.