4/A//SEC Filing
CATHAY GENERAL BANCORP 4/A
Accession 0001262063-14-000008
$CATYCIK 0000861842operating
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 2:47 PM ET
Size
11.4 KB
Accession
0001262063-14-000008
Insider Transaction Report
Form 4/AAmended
OEI PERRY
General Counsel
Transactions
- Award
Restricted Stock Units
2013-12-18+7,858→ 7,858 total→ Common Stock (7,858 underlying) - Award
Restricted Stock Units
2013-12-18+2,438→ 2,438 total→ Common Stock (2,438 underlying) - Award
Restricted Stock Units
2013-12-18+7,619→ 7,619 total→ Common Stock (7,619 underlying)
Holdings
- 4,061
Common Stock
Footnotes (4)
- [F1]Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
- [F2]These restricted stock units are scheduled to vest in a single installment on December 31, 2016, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2015 or a change in control, with the number of units earned being based on the achievement of certain performance Criteria.
- [F3]Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
- [F4]These restricted stock units are scheduled to vest in a single installment on December 18, 2016, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
Documents
Issuer
CATHAY GENERAL BANCORP
CIK 0000861842
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000861842
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 2:47 PM ET
- Size
- 11.4 KB