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TROY FINANCIAL CORP·4

Nov 18, 10:58 AM ET

TROY FINANCIAL CORP 4

4 · TROY FINANCIAL CORP · Filed Nov 18, 2003

Insider Transaction Report

Form 4
Period: 2003-11-14
TROY FINANCIAL CORPTRYF
HOGARTY DANIEL J
DirectorPresident & CEO
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to buy)

    2003-11-14$10.30/sh−9,711$100,000→ 43,839 total
    Exercise: $10.30From: 2000-10-01Exp: 2009-10-01→ Common Stock (53,550 underlying)
  • Exercise/Conversion

    Common Stock

    2003-11-14$10.30/sh+38,842$399,979→ 163,758 total
  • Exercise/Conversion

    Employee Stock Option (Right to buy)

    2003-11-14$10.30/sh−9,710$99,990→ 43,840 total
    Exercise: $10.30From: 2002-10-01Exp: 2009-10-01→ Common Stock (53,550 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    30,184

  • Common Stock

    (indirect: ESOP)
    8,032

  • Common Stock

    (indirect: By Spouse)
    52,962

  • Common Stock

    (indirect: By Foundation)
    15,000

  • Employee Stock Option (Right to buy)

    Exercise: $10.30From: 2004-10-01Exp: 2009-10-01→ Common Stock (53,550 underlying)
    53,550
Footnotes (1)
  • [F1]The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed as an admission that the reporting person is the beneficial owner of such securities for Section 16, or for any other purpose.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT