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TROY FINANCIAL CORP 4

Accession 0001262241-03-000002

CIK 0001075046operating

View on SEC.gov Company Profile

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 10:58 AM ET

Size

17.8 KB

Accession

0001262241-03-000002

Insider Transaction Report

Form 4

Period: 2003-11-14

TROY FINANCIAL CORPTRYF

HOGARTY DANIEL J

DirectorPresident & CEO

Transactions

Exercise/Conversion
Employee Stock Option (Right to buy)
2003-11-14$10.30/sh−9,711$100,000→ 43,839 total
Exercise: $10.30From: 2000-10-01Exp: 2009-10-01→ Common Stock (53,550 underlying)
Exercise/Conversion
Common Stock
2003-11-14$10.30/sh+38,842$399,979→ 163,758 total
Exercise/Conversion
Employee Stock Option (Right to buy)
2003-11-14$10.30/sh−9,710$99,990→ 43,840 total
Exercise: $10.30From: 2002-10-01Exp: 2009-10-01→ Common Stock (53,550 underlying)

Holdings

Common Stock
(indirect: By 401(k))
30,184
Common Stock
(indirect: ESOP)
8,032
Common Stock
(indirect: By Spouse)
52,962
Common Stock
(indirect: By Foundation)
15,000
Employee Stock Option (Right to buy)
Exercise: $10.30From: 2004-10-01Exp: 2009-10-01→ Common Stock (53,550 underlying)
53,550

Footnotes (1)

[F1]The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed as an admission that the reporting person is the beneficial owner of such securities for Section 16, or for any other purpose.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

TROY FINANCIAL CORP

CIK 0001075046

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001075046

Filing Metadata

Form type: 4
Filed: Nov 17, 7:00 PM ET
Accepted: Nov 18, 10:58 AM ET
Size: 17.8 KB

View on SEC.gov