Home/Filings/4/0001262257-04-000001
4//SEC Filing

TROY FINANCIAL CORP 4

Accession 0001262257-04-000001

CIK 0001075046operating

Filed

Jan 20, 7:00 PM ET

Accepted

Jan 21, 11:51 AM ET

Size

9.2 KB

Accession

0001262257-04-000001

Insider Transaction Report

Form 4
Period: 2004-01-16
Transactions
  • Sale

    Common Stock

    2004-01-16$35.50/sh3,398$120,629134,794 total
  • Disposition to Issuer

    Employee Stock Option (Right to buy)

    2004-01-16$10.30/sh42,485$437,4940 total
    Exercise: $10.30From: 2004-01-16Exp: 2009-09-30Common Stock (42,485 underlying)
Holdings
  • Common Stock

    (indirect: Standard Manufacturing, Inc.)
    31,500
  • Common Stock

    (indirect: By Spouse)
    52,500
Footnotes (2)
  • [F1]The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed as an admission that the reporting person is the beneficial owner of such securities for Section 16, or for any other purpose.
  • [F2]This option, which provided for vesting in five equal annual installments beginning October 1, 2000, was cancelled in the merger in exchange for a cash payment of $1,070,723.96, representing the difference between the exercise price of the option and the market value of the underlying Troy Financial Corporation common stock on the effective date of the merger ($35.50 per share).

Issuer

TROY FINANCIAL CORP

CIK 0001075046

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001075046

Filing Metadata

Form type
4
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 11:51 AM ET
Size
9.2 KB