Home/Filings/4/0001263159-03-000001
4//SEC Filing

CALDWELL LEON 4

Accession 0001263159-03-000001

CIK 0001082673other

Filed

Sep 9, 8:00 PM ET

Accepted

Sep 10, 3:44 PM ET

Size

7.4 KB

Accession

0001263159-03-000001

Insider Transaction Report

Form 4
Period: 2002-11-22
CALDWELL LEON
Treasurer
Transactions
  • Tax Payment

    Common Shares

    2002-11-22$76.39/sh+763,889$58,353,481908,333 total(indirect: Equity Holdings and Investments, Ltd)
  • Sale

    y3k secure enterprise software, Inc.

    2003-08-15$0.08/sh50,000$3,950878,333 total(indirect: Equity Holdings and Investments, Ltd.)
Footnotes (2)
  • [F1]Exercised vested interest in Commons Shares total of 763,889
  • [F2]Equity Holdings and Investments, Ltd., is a family limited partnership in which Mr. Caldwell's wife owns 60%, which accounts for Mr. Caldwell's beneficial ownership, and 40% which are owned by the limited partners, the Children of Mr. Caldwell

Issuer

Y3K SECURE ENTERPRISE SOFTWARE INC

CIK 0001082673

Entity typeother

Related Parties

1
  • filerCIK 0001263159

Filing Metadata

Form type
4
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 3:44 PM ET
Size
7.4 KB