CALDWELL LEON 4
4 · Y3K SECURE ENTERPRISE SOFTWARE INC · Filed Sep 10, 2003
Insider Transaction Report
Form 4
CALDWELL LEON
Treasurer
Transactions
- Tax Payment
Common Shares
2002-11-22$76.39/sh+763,889$58,353,481→ 908,333 total(indirect: Equity Holdings and Investments, Ltd) - Sale
y3k secure enterprise software, Inc.
2003-08-15$0.08/sh−50,000$3,950→ 878,333 total(indirect: Equity Holdings and Investments, Ltd.)
Footnotes (2)
- [F1]Exercised vested interest in Commons Shares total of 763,889
- [F2]Equity Holdings and Investments, Ltd., is a family limited partnership in which Mr. Caldwell's wife owns 60%, which accounts for Mr. Caldwell's beneficial ownership, and 40% which are owned by the limited partners, the Children of Mr. Caldwell